The United States: An Open Ended History is a free online history textbook adapted and expanded upon from open sources. Its chapters are designed to address most state standards, splitting the difference between overarching themes, concise summary, and the kinds of vivid, personal details that make history memorable to the average student. Please use and share freely – to supplement or replace what you have at hand.
One – A Not So-Distant Past: Native America (Until 1600)
A Basic History of Morocco (Free online text suited for middle or high school classroom use, guided reading questions, and suggested activities): A brief overview of the geography, culture, and history of Morocco.
The Berbers: A Free and Noble People (Free online text suited for middle or high school classroom use, guided reading questions, and suggested activities): Who are the Berber, and what makes them a distinct and special people?
The Sahara, Camel, and the Caravan Trade (Free online text suited for middle or high school classroom use, guided reading questions, and suggested activities): Highlighting the role of the caravan trade in Morocco’s ancient economy. That trade was made possible in large part by the camel, which allowed Berber, Arab, and sub-Saharan peoples to traverse the harsh Sahara desert, moving trade goods, and establishing religious and cultural connections where none could otherwise exist.
Fes: Center of Moroccan Empire and Culture (Free online text suited for middle or high school classroom use, guided reading questions, and suggested activities): The first capital of a united Morocco has been a dynamic player in culture, education, and the economy of North Africa for more than a thousand years.
The Medina: Sustainable Cities of the Ancient World (Free online text suited for middle or high school classroom use, guided reading questions, and suggested activities): Examining the characteristics of a traditional medina, and evaluating those traits as a possible template for a more walkable, communal, sustainable future.
Chefchaouen and the Moroccan Quest for Independence (Free online text suited for middle or high school classroom use, guided reading questions, and suggested activities): Exploring Morocco’s experiences as an imperial power – and as the subject of imperial power from abroad. This history has shaped a distinctive culture at the crossroads of the Mediterranean, European, and African worlds.
Background on Islam, the dominant religion in Morocco:
Muhammad, the Prophet of Islam (Free online text suited for middle or high school classroom use, guided reading questions, and suggested activities): Who was Muhammad, and how did the Arab world of the seventh century shape his teachings?
Five Pillars to Hold Me Up: What Do Muslims Believe? (Free online text suited for middle or high school classroom use, guided reading questions, and suggested activities):What are the basic teachings of Islam, and what does it mean to be a Muslim?
Who are the Berber? Briefly describe their culture.
What do Berbers call themselves, and what does it mean in English?
Write your name in the Berber alphabet.
An anthropologist is someone who examines culture, artifacts, religion, language, lifestyles, and traditions to describe and understand a group of people, either from the present or the past. How would an anthropologist describe your community’s culture and history?
The main ethnic group inhabiting the Maghreb – which literally means “the west” in Arabic, and includes Morocco, Algeria, and Tunisia – are known as the Berber people. They and their ancestors have inhabited North Africa for more than 10,000 years, and possess a rich history and culture shaped by the varied geography of the area, as well as by their interactions with other groups, including the Phoenicians, the Romans, the Arabs, the Spanish, and the French.
The Berbers call themselves Imazighen, which means free or noble people in their own language. It is a fitting descriptor.
Historically, the Berbers have been successful in trade, navigating the harsh conditions of the Sahara and the Atlas Mountains, linking Sub Saharan Africa to the Mediterranean world when other groups struggled to do so. In ancient times, this wealth – as well as Berber prowess on horseback meant that groups such as the Carthaginians were paying them tribute in North Africa.
Unlike the conquests of previous religions and cultures, the coming of Islam, which was spread by Arabs, was to have extensive and long-lasting effects on the Maghreb. The new faith, in its various forms, would penetrate nearly all segments of Berber society, bringing with it armies, learned men, and fervent mystics, and in large part replacing tribal practices and loyalties with new social norms and political traditions influenced by the Arab world.
The Almohad Empire, a Berber empire based in Morocco that lasted from 1121 to 1269.
Traditionally, Berber men take care of livestock such as sheep, goats, cows, horses, and camels. Families migrate by following the natural cycle of grazing, and seeking water and shelter with the changing seasons. They are thus assured with an abundance of wool, cotton, and plants used for dyeing. For their part, women look after the family and produce handicrafts like clothing, rugs, or blankets – first for their personal use, and secondly for sale in local souqs, or markets. While many Berber still live according to these patterns, many more no longer follow these traditional patterns – they now have jobs, homes, and lifestyles similar to any of those found in your country.
The Berber are experts of irrigation, drawing water from mountain rivers and feeding it via gravity into green oases of productivity.
Traditionally, Berber men have raised livestock like these sheep, which provide wool, meat, and leather.
The goats are nearly as resourceful as the Berber themselves.
Staple crops of the modern Berber are wheat, corn, dates, and tomato.
The Berber inhabit a wide range of climate zones, including this harsh foothills of the Atlas Mountains, on the edge of the Sahara Desert. Rainfall and grass are sparse here, and the hearty goats herded by the Berber graze in the Argon trees that thrive in this arid landscape.
Berber women have traditionally created inticateky woven patterns on looms such as this one.
Berber women hand stitch the lushly detailed patterns seen on these kaftans. The work is exacting – and can earn a good income for the skilled artisan.
The Berber also cultivate alfalfa as a feed for livestock. This alfalfa is cut, bundled, and carried home from a family garden plot, usually by women.
Other Berber men work in tanneries, turning animal hides into leather in these vats of ammonia. The ammonia is sourced from the waste of animals.
Increasingly, the Berber are sedentary, but traditionally, many have been nomadic, following the green grass with their herds on a seasonal basis. This is mobile home of one family who still follows such a nomadic existence.
Like kids almost anywhere, modern Berber children love to play soccer – anywhere, any time.
Some Berber men create impressive tiled mosaics. These are the plain backsides of vibrantly-colored tiles, which will be held together with concrete. When flipped over, they will create a stunning geometric pattern – avoiding the depiction of the human form, as prescribed by Islam.
The traditional social structure of the Berbers is tribal. A leader is appointed to command the tribe through a generally democratic process. In the Middle Ages, many women had the power to govern. The majority of Berber tribes currently have men as heads of the tribe.
Berber hospitality centers on a sweet mint tea, offered upon the arrival of guests. Refusal of this offer is considered to be quite rude – take the tea! Let it cool! Have a sip!The Berber are known for creating beautiful, artist front doors for their homes, featuring striking patterns, carvings, metal work, and sometimes bright colors.
Imazighen (Berber) cuisine draws influence and flavors from distinct regions across North Africa and the Mediterranean world.
Principal Berber foods include:
Couscous, a staple dish made from a grain called semolina
Tajine, a stew made in various forms
Pastilla, a meat pie traditionally made with squab (fledgling pigeon) often today using chicken
Morocco is a former French colony, and French-style cafe culture has also influenced the country. Men in particular can be found at most hours of the day drinking espresso or tea, and possibly eating a pastry in one of the country’s thousands of cafes.
A tajine (Standard Moroccan Berber: ⵜⴰⵊⵉⵏ) is a Maghrebi dish which is named after the earthenware pot in which it is cooked. The earliest writings about the concept of cooking in a tajine appear in the famous One Thousand and One Nights, though the dish would have been already famous amongst the nomadic Bedouin people of the Arabian Peninsula, who added dried fruits like dates, apricots and plums to meat like mutton, chicken, or camel, giving tajine its unique taste. Tagine is now often eaten with french fries, either on the top or on the side.
Couscous (Berber : ⵙⴽⵙⵓ seksu, Arabic: كُسْكُس kuskus) is originally a Maghrebi dish of small (about 3 millimetres (0.12 in) diameter) steamed balls of crushed durum wheat semolina that is traditionally served with a stew spooned on top. It is a staple of the Moroccan diet, meaning that is eaten routinely and in such quantities that it constitutes a dominant portion of a standard diet for a given people, supplying a large fraction of energy needs and generally forming a significant proportion of the intake of other nutrients as well. In Tunisia, Algeria, Morocco, and Libya, couscous is generally served with vegetables (carrots, potatoes, and turnips) cooked in a spicy or mild broth or stew, and some meat (generally, chicken, lamb or mutton).
Pastilla (Moroccan Arabic: بسطيلة, romanized: bəsṭila) is a traditional Moroccan dish of Andalusian origin consumed in countries of the Maghreb. It is a pie which combines sweet and salty flavours; a combination of crisp layers of the crêpe-like werqa dough (a thinner cousin of phyllo dough), savory meat slow-cooked in broth and spices and then shredded, and a crunchy layer of toasted and ground almonds, cinnamon, and sugar. Pastilla is said to be “uniquely Moroccan, intricate and grand, fabulously rich and fantastical.”
In Morocco, Tunisia, Libya, Saudi Arabia, Jordan, and other parts of the Middle East, prickly pears of the yellow and orange varieties are grown by the side of farms, beside railway tracks and other otherwise noncultivable land. It is sold in summer by street vendors, and is considered a refreshing fruit for that season.
Writing in 1377, the scholar Ibn Khaldun offered a general description of the Berber that applies nearly as well in the twenty-first century:
“As for [their] moral virtues, one can cite: respect for one’s neighbours; the protection of guests; the observance of obligations and commitments; faithful adherence to promises and treaties; resolve in misfortune; indulgence towards the failings of others; renouncement of vengeance; kindness to the unfortunate; respect for the elderly; veneration for men of science; hatred of oppression; resolve before states; determination to win in matters of power; devotion to God in matters of religion.”
Indeed, nearly eight hundred years later the anthropologist Ahmed Skounti echoed these sentiments:
“The Imazighen (singular Amazigh) also known as the Berbers are among the original peoples of North Africa. Their myths, legends and history span 9,000 years, back to the Proto-Mediterraneans. They have achieved unity by keeping up their unique language and culture which are, like their land, both African and Mediterranean.
The Berbers of Morocco share this duality, reflecting the diversity of their nature and stormy history. Through contact with other peoples of the Mediterranean, they created kingdoms but also vast territories organised into powerful, democratic, war-mongering, tribal communities. Both aspects of this social political organisation have left a mark on recent historical events and the two millenia of the country’s history. As opposed to the pagan Mediterranean kingdoms of Antiquity, Berber empires developed inland and were Muslim. Judaism continued to be practiced, and the Sunni Islam majority gradually took
on a Berber hue with its brotherhoods, zaouias, marabouts. and rituals.
The roots of the Berber culture go deep down into Morocco’s proto-history. They are illustrated by a strong link with their land, a sense of community, hospitality sharing food and a specific relationship with spirituality. Its openness to many influences whether Mediterranean, African, Oriental, European or international have defined its current characteristics.
The Berber language, an Afro-Asian idiom, is the melting pot of the history and culture of the country. It has outlived most languages of Antiquity such as Ancient Greek, Phoenician, Latin and Egyptian. It used to be written but is now mainly oral. Though there are fewer now that can speak it, the language is nevertheless still used by a substantial number of Moroccans.”
The hamsa (Berber: ⵜⴰⴼⵓⵙⵜ tafust) is a palm-shaped amulet popular throughout the Middle East and North Africa and commonly used in jewelry and wall hangings. Depicting the open right hand, an image recognized and used as a sign of protection in many times throughout history, the hamsa is believed by some, predominantly Muslims and Jews, to provide defense against the evil eye. It has been theorized that its origins lie in Ancient Egypt or Carthage (modern-day Tunisia) and may have been associated with the Goddess Tanit. The Hamsa is also known as the Hand of Fatima after the daughter of the prophet Muhammad.
The Berber are known for their skills in working with silver. Its color is associated with purity and piety. The vibrant colors that highlight the silver are called enamel, which is a technique that probably arrived in Morocco in the 1400s, as many Muslims and Jews were expelled from Christian Spain.
Inseparable from poetry and associated with the dance, Amazigh music take many forms, but two popular folk forms include Ahwach and Rouaiss. – AHWACH: is a collective dance according to musical rhythms and with a accompaniment of songs. The group composed of flatists (aouad), percussion flat drums (bendir), percussion sionists of metal instruments (naqos) and dancers. ROUAISS a musical group that sings Amazigh poetry (amerg). The instruments used are the three-stringed lute (guembri), the monochord violin (rebab), the flat drum (bendir) and an instrument percussion metal (naqoss).
If men cover their heads, it is often with a wrapping as seen in this photo, which shields their heads and faces from the heat of the sun and the any sand on the wind.
Two men in traditional Berber clothing. The long tunic worn by both men and women is called a kaftan.
The djellaba is a long, loose-fitting outer robe with full sleeves that is worn in the Maghreb region of North Africa. Djellabas are made of wool in different shapes and colors, but lightweight cotton djellabas have now become popular. Among the Berbers, or Imazighen, such as the Imilchil in the Atlas Mountains, the color of a djellaba traditionally indicates the marital status (single or married) of the bearer: a dark brown djellaba indicating bachelorhood. Almost all djellabas of both styles (male or female) include a baggy hood called a qob (Arabic: قب) that comes to a point at the back. The hood is important for both sexes, as it protects the wearer from the sun, and in earlier times, it was used as a defence against sand being blown into the wearer’s face by strong desert winds. In colder climes, as in the mountains of Morocco and Algeria, it also serves the same function as a winter hat, preventing heat loss through the head and protecting the face from snow and rain. It is common for the roomy hood to be used as a pocket during times of warm weather; it can fit loaves of bread or bags of groceries.
Many women cover their heads in accordance with Muslim tradition, but many more do not.
No matter how traditional the dress, Berbers are not stuck in the past – this man carries a messenger bag containing his cell phone and other modern necessities.
Berber Writing
French and Arabic are the dominant languages for many Berber today, as evinced by this street art in Essaouira, Morocco, but Berbers also have their own traditional language that is distinct from either.The Berber alphabet has ancient roots. It is more properly called tifinagh.
The unique Berber alphabet is called tifinagh. Like the Berbers themselves, the writing has been attributed in turn to having Egyptian, Greek, Phoeno-Punic or South-Arabic origins, though none of these theories is definitive. Other research points toward the indigenous origins of Berber writing, linking it closely to cave art. The undecoded signs and symbols that accompany the depiction of humans, animals, weapons and ritual or combat scenes create a sort of visual vocabulary which may have later developed into the writing system.
Historically, Berber writing had limited uses, primarily in memorials and commemorative stone carvings. It was largely replaced by Arabic around the fifth or sixth centuries, and later by French in the twentieth century. Berber was originally written vertically from top to bottom, but today is oriented from right to left, like Arabic. The alphabet is composed of a distinctive geometric written form, in which 33 characters are created from three basic shapes: the circle, the line, and the dot.
This ancient alphabet serves as the basis for the formation of the modern tifinagh alphabet adopted since 2003 by Morocco in order to write the Berber language.
The yaz (ⵣ) symbolizes the “free man”, which is the meaning of the Berber word Imazighen, the Berbers’ own name for themselves. It can be seen here in graffiti, but also in more formal decorative settings, and in a flag that symbolizes Berber pride and culture.
THIS LESSON WAS MADE POSSIBLE THROUGH A GENEROUS GRANT FROM THE QATAR FOUNDATION.
(Information on the Berber alphabet was adapted from the work of Aline Star, anthropologist at the Institut National des Sciences de L’Archéologie et du Patrimoine. Rabat)
Who discovered America? As of this writing, Google gets the answer to that question wrong – while citing an article that gets it right. How can Columbus discover America if he was greeted on the beach? That would be like your friend arriving late to class, bursting through the door, and loudly proclaiming that he had discovered you, your teacher, and your peers. Columbus is certainly consequential. You can accurately say that he discovered the Americas for modern Europeans – but he was late to an already lively party. That party was in full swing, and, it can also be said that Columbus kicked off an unprecedented new era in American history characterized by conquest, colonialism, and exchange.
Why did Columbus think sailing west would lead him to Asia?
What was Columbus’s reaction to the indigenous peoples he encountered?
What is the Columbian Exchange?
In your opinion, was the large-scale death of Native Americans in the wake Spanish arrival an example of genocide?
How successful were early English efforts to profit from the Americas?
Listen to the children’s book as read in the video below. Compare and contrast the story told within to the one related in the text on this page. How do you account for the differences?Is it possible to understand Columbus from the storybook alone?
The Age of Discovery
During the fifteenth and the sixteenth century the states of Europe began their modern exploration of the world with a series of sea voyages. The Atlantic states of Spain and Portugal were foremost in this enterprise though other countries, notably England and the Netherlands, also took part. This period is known by historians as the Age of Discovery, or the Age of Exploration.
The Silk Road and spice trade routes later blocked by the Ottoman Empire in 1453 spurring exploration to find alternative sea routes.
The explorers of the fifteenth and sixteenth centuries had a variety of motivations, but were generally inspired by the prospects of trade and wealth – in particular, Portugal and Spain were motivated to circumvent Italian and Muslim merchants who controlled overland and maritime routes linking Europe, Africa, and Asia. The earliest explorations around the coast of West Africa were designed to bypass these trade routes. The improved naval techniques that developed from these experiments allowed Europeans to travel further afield, to India and, ultimately, to the Americas.
In 1492, a Spanish-based transatlantic maritime expedition led by Italian explorer Christopher Columbus (Cristoforo Colombo in his native language) encountered the Americas, continents which were completely unknown in Europe, Asia and Africa.
Contrary to popular belief, most educated Europeans of this period knew well enough that the world was round, a fact established through mathematical conjecture in ancient times by the Greeks and many others. Columbus was the first to sail west in search of the east because he believed that previous estimates about the size of the Earth were too large – he gambled that he could reach Asia before he and his crew ran out of fresh water in the open Atlantic. He was wrong, but it is accurate to say that his error ushered in the modern world.
A replica of the Niña, one of three ships used in Columbus’s 1492 journey. Technological advancements such as the adoption of the magnetic compass and the astrolabe, improved rudders, and sails made the Age of Discovery possible. The compass was invented by Chinese. It had been used for navigation in China by the 11th century and was adopted by the Arab traders in the Indian Ocean. The compass spread along trade routes to Europe by the late 12th or early 13th century.
Columbus’s crew sighted land on October 12, 1492. Columbus called the island San Salvador, in the present-day Bahamas or Turks and Caicos; the indigenous residents had named it Guanahani. Exactly which island in the Bahamas or Turks and Caicos this corresponds to is an unresolved topic.
The indigenous people he encountered, the Lucayan, Taíno, and Arawak, were peaceful and friendly. He called the inhabitants indios (Spanish for “Indians”). Noting their gold ear ornaments, Columbus took some of the Arawaks prisoner and insisted that they guide him to the source of the gold. From the entry in his journal of 12 October 1492, in which he wrote of them: “Many of the men I have seen have scars on their bodies, and when I made signs to them to find out how this happened, they indicated that people from other nearby islands come to San Salvador to capture them; they defend themselves the best they can. I believe that people from the mainland come here to take them as slaves. They ought to make good and skilled servants, for they repeat very quickly whatever we say to them. I think they can very easily be made Christians, for they seem to have no religion. If it pleases our Lord, I will take six of them to Your Highnesses when I depart, in order that they may learn our language.” Columbus noted that their primitive weapons and military tactics made them susceptible to easy conquest, writing, “these people are very simple in war-like matters … I could conquer the whole of them with 50 men, and govern them as I pleased.”
Landing of Columbus (12 October 1492), a painting by John Vanderlyn, is a heroic depiction of Columbus’s landfall in the Americas. Note the cowering, bowing natives in the shadows. In this light, Columbus is portrayed as bringing light and civilization to a hemisphere of savages. Long after his death, Columbus would become a hero to many, especially in United States during the latter part of the 1800s. This painting was commissioned for the Rotunda of the U.S. Capitol Building.
Since the late 20th century, historians have criticized Columbus for initiating colonization and for abuse of natives. Among reasons for this criticism is the poor treatment of the native Taíno people of Hispaniola, whose population declined rapidly after contact with the Spanish. As governor of the island, Columbus required the natives to pay tribute in gold and cotton. Modern estimates for the pre-Columbian population of Hispaniola are around 250,000–300,000. According to the historian Gonzalo Fernandez de Oviedo y Valdes, by 1548, 56 years after Columbus landed, and 42 years after he died, fewer than 500 Taíno were living on the island. The indigenous population declined rapidly, due primarily to the first pandemic of European endemic diseases, which struck Hispaniola after 1519. There is also ample documentation that they were overworked – subjected to deadly forced labor in gold and silver mines, as well as on large plantations called encomienda on a massive scale.
According to Spanish colonist and Dominican friar Bartolomé de las Casas’s contemporary A Short Account of the Destruction of the Indies, when slaves held in captivity began to die at high rates, Columbus ordered all natives over the age of thirteen to pay a hawk’s bell full of gold powder every three months. Natives who brought this amount to the Spanish were given a copper token to hang around their necks. The Spanish cut off the hands of those without tokens, and left them to bleed to death. Thousands of natives committed suicide by poison to escape their persecution.
The four voyages of Columbus began the Spanish colonization of the Americas. From the perspective of many non-Europeans, the Age of Discovery marked the arrival of invaders from previously unknown continents.
For a long time it was generally believed that Columbus and his crew had been the first Europeans to make landfall in the Americas. In fact they were not the first explorers from Europe to reach the Americas, having been preceded by the Viking expedition led by Leif Erikson in the 11th century; however, Columbus’s voyages were the ones that led to ongoing European contact with the Americas, inaugurating a period of exploration, conquest, and colonization whose effects and consequences persist to the present.
Beginning with the 1492 arrival of Christopher Columbus in the Caribbean and continuing control of vast territory for over three centuries, the Spanish Empire would expand across the Caribbean Islands, half of South America, most of Central America and much of North America (including present day Mexico, Florida and the Southwestern and Pacific Coastal regions of the United States).
Five hundred years of European colonial expansion, kicked off by Columbus on behalf of Spain in 1492.
European overseas exploration led to the rise of global trade and the European colonial empires, with the contact between the Old World (Europe, Asia and Africa) and the New World (the Americas and Australia) producing the Columbian Exchange, a wide transfer of plants, animals, food, human populations (including slaves), communicable diseases and culture between the Eastern and Western Hemispheres. This represented one of the most significant global events concerning ecology, agriculture and culture in history. The Age of Discovery and later European exploration allowed the global mapping of the world, resulting in a new worldview and distant civilizations coming into contact, but also led to the propagation of diseases that decimated populations not previously in contact with Eurasia and Africa and to the enslavement, exploitation, military conquest and economic dominance by Europe and its colonies over native populations.
New World native plants. Clockwise, from top left: 1. Maize (Zea mays) 2. Tomato (Solanum lycopersicum) 3. Potato (Solanum tuberosum) 4. Vanilla (Vanilla) 5. Pará rubber tree (Hevea brasiliensis) 6. Cacao (Theobroma cacao) 7. Tobacco (Nicotiana rustica)Old World native plants. Clockwise, from top left: 1. Citrus (Rutaceae); 2. Apple (Malus domestica); 3. Banana (Musa); 4. Mango (Mangifera); 5. Onion (Allium); 6. Coffee (Coffea); 7. Wheat (Triticum spp.); 8. Rice (Oryza sativa)
The indigenous population of the Americas plummeted by an estimated 80% in the first century and a half following Columbus’s voyages, primarily through the spread of Afro-Eurasian diseases. This has been argued to be the first large-scale act of genocide in the modern era – the deliberate killing of a large group of people, especially those of a particular ethnic group or nation – although this claim is largely disputed due to the unintended nature of the disease introduction, which is considered a byproduct of Columbian exchange. Racial mixing was a central process in the Spanish colonization of the Americas, and ultimately led to the Latin American identity, which combines Hispanic, Native American, Arabic, Berber, and numerous African ethnicities.
Statues of Christopher Columbus are common throughout the world, especially in the United States. In the twenty-first century, veneration of Columbus has become increasingly controversial. This statue of Columbus is New York’s Central Park was defaced with red paint – representing blood on his hands.
English Competition in the Americas
At the time of Spain’s ascendancy, England was a relatively weak, small country on the periphery of Europe. In 1496, King Henry VII of England, following the successes of Spain and Portugal in overseas exploration, commissioned John Cabot to lead a voyage to discover a route to Asia via the North Atlantic. Cabot sailed in 1497, five years after the European discovery of America, but he made landfall on the coast of Newfoundland, and, mistakenly believing (like Christopher Columbus) that he had reached Asia, there was no attempt to found a colony. Cabot led another voyage to the Americas the following year but nothing was ever heard of his ships again.
No further attempts to establish English colonies in the Americas were made until well into the reign of Queen Elizabeth I, during the last decades of the 16th century. During this time, conflict between England and Spain grew, fueled mainly by English piracy and religious differences.
Sir Francis Drake by Marcus Gheeraerts (1591) and the Armada Portrait of Elizabeth I.
In 1562, the English Crown encouraged the privateers – pirates operating on behalf of a country – John Hawkins and Francis Drake to engage in slave-raiding attacks against Spanish and Portuguese ships off the coast of West Africa with the aim of breaking into the Atlantic slave trade. This effort was rebuffed and later, as the Anglo-Spanish Wars intensified, Elizabeth I gave her blessing to further privateering raids against Spanish ports in the Americas and shipping that was returning across the Atlantic, laden with treasure from the New World.
The Roanoke Colony was the first attempt at founding a permanent English settlement in North America. It was established in 1585 on Roanoke Island in what is now Dare County, North Carolina, United States.
The initial settlement was established in the summer of 1585, but a lack of supplies and bad relations with the local Native Americans caused many of its members to return to England with Sir Francis Drake a year later, leaving behind a small detachment. These men had all disappeared by the time a second expedition led by John White, who also served as the colony’s governor, arrived in July 1587. White, whose granddaughter Virginia Dare was born there shortly thereafter (making her the first English child born in the New World), left for England in late 1587 to request assistance from the government, but was prevented from returning to Roanoke until August 1590 due to the Anglo-Spanish War. Upon his arrival, the entire colony was missing with only a single clue to indicate what happened to them: the word “CROATOAN” carved into a tree.
The discovery of the word “Croatoan” carved onto a stockade board.
For many years, it was widely accepted that the colonists were massacred by local tribes, but no bodies were ever discovered, nor any other archaeological evidence. The most prevalent hypothesis now is that environmental circumstances forced the colonists to take shelter with local tribes, but that is mostly based on oral histories and also lacks conclusive evidence. Some artifacts were discovered in 1998 on Hatteras Island where the Croatan tribe was based, but researchers could not definitively say these were from the Roanoke colonists.
What is nullification? How did Andrew Jackson respond to South Carolina’s attempts to nullify the tariff?
Why didn’t President Jackson like the national bank? What did he do to kill it?
What was the Indian Removal Act?
What was the Trail of Tears?
The 1824 Election and Presidency of John Q. Adams
With the dissolution of the Federalist Party, there were no organized political parties for the 1824 presidential election, and four Democratic-Republicans vied for the office. The Tennessee legislature and a convention of Pennsylvania Democratic-Republicans had nominated General-turned-Senator Andrew Jackson. The Congressional Democratic-Republican caucus selected Treasury Secretary William H. Crawford. Secretary of State John Q. Adams, son of the former President Adams, and House Speaker Henry Clay also joined the contest.
When the electoral votes were cast and counted, no candidate had a majority of votes. Jackson had won the most votes, but Constitutionally, a plurality was not good enough, and the vote for the top three candidates went to the House of Representatives. Clay, with the least amount of votes, was ineligible, but still wielded a lot of power as speaker of the house. And since Clay had a personal dislike of Jackson and supported many of Adams’ policies, which were similar to his American System, Clay threw his support to Adams. Thanks to this support, Adams won the presidency, much to the chagrin of Jackson, who had won the most electoral and popular votes. After Adams appointed Clay as secretary of state, Jackson’s supporters protested that a corrupt bargain had been struck – that Jackson had been robbed of his rightful victory because of dishonest, behind-the-scenes deals made by the elite Adams and Clay.
The 1824 election enabled the resurgence of political parties in America. Jackson’s followers, members of the Democratic Party, were known as Jacksonians; Adams, Clay, and their supporters established the National Republican Party. Partisan politics was back in style in Washington, DC.
During Adams’s administration, new party alignments appeared. Adams’s followers, some of whom were former Federalists, took the name of “National Republicans” as emblematic of their support of a federal government that would take a strong role in developing an expanding nation. Though he governed honestly and efficiently, Adams was not a popular president. He failed in his effort to institute a national system of roads and canals. His coldly intellectual temperament did not win friends. Jackson, by contrast, had enormous popular appeal and a strong political organization. His followers coalesced to establish the Democratic Party, claimed direct lineage from the Democratic-Republican Party of Jefferson, and in general advocated the principles of small, decentralized government.
These factors meant that in the election of 1828, Jackson defeated Adams by an overwhelming electoral majority.
Jackson—Tennessee politician, fighter in wars against Native Americans on the Southern frontier, and hero of the Battle of New Orleans during the War of 1812—drew his support from poorer white men. He came to the presidency on a rising tide of enthusiasm for popular democracy. The election of 1828 was a significant benchmark in the trend toward broader voter participation. By then most states had either enacted universal white male suffrage or minimized property requirements. In 1824 members of the Electoral College in six states were still selected by the state legislatures. By 1828 presidential electors were chosen by popular vote in every state but Delaware and South Carolina. These developments were the products of a widespread sense that the people should rule and that government by traditional elites had come to an end. Of course, the nation’s definition of “the people” did not include African Americans, Native Americans, or women of any race.
Nullification Crisis
Toward the end of his first term in office, Jackson was forced to confront the state of South Carolina, the most important of the emerging Deep South cotton states, on the issue of the protective tariff. Business and farming interests in the state had hoped that the president would use his power to modify the 1828 act that they called the Tariff of Abominations. In their view, all its benefits of protection went to Northern manufacturers, leaving agricultural South Carolina poorer. In 1828, the state’s leading politician—and Jackson’s vice president until his resignation in 1832—John C. Calhoun had declared in his South Carolina Exposition and Protest that states had the right to nullify oppressive national legislation.
In 1832, Congress passed and Jackson signed a bill that revised the 1828 tariff downward, but it was not enough to satisfy most South Carolinians. The state adopted an Ordinance of Nullification, which declared both the tariffs of 1828 and 1832 null and void within state borders. Its legislature also passed laws to enforce the ordinance, including authorization for raising a military force and appropriations for arms. Nullification – a state’s right to ignore federal laws with which it disagreed – was a long-established theme of protest against perceived excesses by the federal government. Jefferson and Madison had proposed it in the Kentucky and Virginia Resolutions of 1798, to protest the Alien and Sedition Acts. The Hartford Convention of 1814 had invoked it to protest the War of 1812. Never before, however, had a state actually attempted nullification. The young nation faced its most dangerous crisis yet.
In response to South Carolina’s threat, Jackson sent seven small naval vessels and a man-of-war to Charleston in November 1832. On December 10, he issued a resounding proclamation against the nullifiers. South Carolina, the president declared, stood on “the brink of insurrection and treason,” and he appealed to the people of the state to reassert their allegiance to the Union. He also let it be known that, if necessary, he personally would lead the U.S. Army to enforce the law.
When the question of tariff duties again came before Congress, Jackson’s political rival, Senator Henry Clay, a great advocate of protection but also a devoted Unionist, sponsored a compromise measure. Clay’s tariff bill, quickly passed in 1833, specified that all duties in excess of 20 percent of the value of the goods imported were to be reduced year by year, so that by 1842 the duties on all articles would reach the level of the moderate tariff of 1816. At the same time, Congress passed a Force Act, authorizing the president to use military power to enforce the laws.
South Carolina had expected the support of other Southern states, but instead found itself isolated. (Its most likely ally, the state government of Georgia, wanted, and got, U.S. military force to remove Native-American tribes from the state.) Eventually, South Carolina rescinded its action. Both sides, nevertheless, claimed victory. Jackson had strongly defended the Union. But South Carolina, by its show of resistance, had obtained many of its demands and had demonstrated that a single state could force its will on Congress.
The Bank War
Although the nullification crisis possessed the seeds of civil war, it was not as critical a political issue as a bitter struggle over the continued existence of the nation’s central bank, the second Bank of the United States. The first bank, established in 1791 under Alexander Hamilton’s guidance, had been chartered for a 20-year period. Though the government held some of its stock, the bank, like the Bank of England and other central banks of the time, was a private corporation with profits passing to its stockholders. Its public functions were to act as a depository for government receipts, to make short-term loans to the government, and above all to establish a sound currency by refusing to accept at face value notes (paper money) issued by state-chartered banks in excess of their ability to redeem.
King Andrew the First is a famous American political cartoon created by an unknown artist around 1833. The cartoon depicts Andrew Jackson, the 7th United States president, as a monarch holding a veto bill and trampling on the Constitution and on internal improvements of the national bank.
To the Northeastern financial and commercial establishment, the central bank was a needed enforcer of prudent monetary policy, but from the beginning it was resented by Southerners and Westerners who believed their prosperity and regional development depended upon ample money and credit. The Republican Party of Jefferson and Madison doubted its constitutionality. When its charter expired in 1811, it was not renewed.
For the next few years, the banking business was in the hands of state-chartered banks, which issued currency in excessive amounts, creating great confusion and fueling inflation. It became increasingly clear that state banks could not provide the country with a reliable currency. In 1816 a second Bank of the United States, similar to the first, was again chartered for 20 years. From its inception, the second bank was unpopular in the newer states and territories, especially with state and local bankers who resented its virtual monopoly over the country’s credit and currency, but also with less prosperous people everywhere, who believed that it represented the interests of the wealthy few.
On the whole, the bank was well managed and rendered a valuable service; but Jackson long had shared the Republican distrust of the financial establishment. Elected as a tribune of the people, he sensed that the bank’s aristocratic manager, Nicholas Biddle, was an easy target. When the bank’s supporters in Congress pushed through an early renewal of its charter, Jackson responded with a stinging veto that denounced monopoly and special privilege. The effort to override the veto failed.
A political cartoon depicting Jackson battling the many-headed monster of the bank.
In the presidential campaign of 1832, the bank question revealed a fundamental division. Established merchant, manufacturing, and financial interests favored sound money. Regional bankers and entrepreneurs on the make wanted an increased money supply and lower interest rates. Other debtor classes, especially farmers, shared those sentiments. Jackson and his supporters called the central bank a “monster” and coasted to an easy reelection victory over Henry Clay.
The president interpreted his triumph as a popular mandate to crush the central bank irrevocably. In September 1833 he ordered an end to deposits of government money in the bank, and gradual withdrawals of the money already in its custody. The government deposited its funds in selected state banks, characterized as “pet banks” by the opposition.
For the next generation the United States would get by on a relatively unregulated state banking system, which helped fuel westward expansion through cheap credit but kept the nation vulnerable to periodic panics. During the Civil War, the United States initiated a system of national charters for local and regional banks, but the nation returned to a central bank only with the establishment of the Federal Reserve system in 1913.
The Trail of Tears
In the 1820s, President Monroe’s secretary of war, John C. Calhoun, pursued a policy of removing the remaining tribes from the old Southwest and resettling them beyond the Mississippi. Jackson continued this policy as president. In 1830 Congress passed the Indian Removal Act, providing funds to transport the eastern tribes beyond the Mississippi. In 1834 a special Native-American territory was set up in what is now Oklahoma. In all, the tribes signed 94 treaties during Jackson’s two terms, ceding millions of hectares to the federal government and removing dozens of tribes from their ancestral homelands.
The United States, as it expanded to the west, forcibly removed or killed many Native Americans from their lands as it violated the treaties and Indian rights which both parties had agreed upon. In this way, the concerns of white landowners were considered above the interests of the Indians. In Georgia, for instance, the governor ordered the Cherokee to vacate their lands so the territory would be able to be redistributed to poor Georgians. The Cherokee refused, as they contended that a treaty with the United States that had been signed earlier guaranteed their right to the land. Through a friend of the tribe, they brought their case all the way to the Supreme Court.
In 1832, when Andrew Jackson was President, the Supreme Court ruled that Georgia had acted unconstitutionally. However, Jackson refused to enforce the Court’s ruling. Meanwhile, Congress had passed the Indian Removal Act, which granted reservation land to Native Americans who relocated to territory west of the Mississippi. Under the law, Native Americans could have stayed and became citizens of their home states. The removal was supposed to be peaceful and by their own will, but Jackson forced them to go west.
The Cherokee were forced out of Georgia and had to endure a brutal and deadly trip to the area comprising present-day Oklahoma, a journey which they called the Trail of Tears. Between 2,000 and 4,000 of the 16,000 migrating Cherokees died during the journey, including women, children, and elderly members of the tribe. The conditions were horrible. They were exposed to disease and starvation on their way to the makeshift forts that they would live in. The Cherokees weren’t the only tribe that was forced to leave their homelands. The Choctaws, Creeks, Seminoles, and Chickasaws were also forced to migrate west. The Choctaws were forced to move first in the winter of 1831 and 1832 and many would die on the forced march. The Creek nation would resist the government in Alabama until 1836 but the army eventually pushed them towards Oklahoma. In the end the Natives forced to move traded about 100 million acres for about 32 million acres and about 65 million dollars total for all Native tribes forced to move. This forced relocation of the American Indians was only a chapter in the cruelty given to the Natives by the American government. These forced migrations would have a terrible effect on the Natives as many were victim to disease, starvation, and death.
Map of United States Indian Removal, 1830–1838. Oklahoma, the federally dedicated Indian Territory, is depicted in light yellow-green.
Seminole Wars
In 1836, Osceola led a small group of warriors in the Seminole resistance during the Second Seminole War, when the United States tried to remove the tribe from their lands in Florida to Indian Territory west of the Mississippi River. Osceola led the Seminole resistance to removal until he was captured on October 21, 1837, by deception, under a flag of truce, when he came forward for peace talks.
The Seminole Nation in Florida also resisted forced migration. Osceola who was the leader of the Seminoles waged a fierce guerrilla war against federal troops in 1835. The Seminole forces included Creeks, Seminoles, and even African Americans. Osceola would be captured by the US Army under a false white flag of truce. He would die in a POW camp in 1838. However, the Seminoles continued to fight under Chief Coacoochee and other leaders. Finally, in 1842, after much violence on both side, the US would cease its removal efforts. Some Seminoles would remain in Florida to this day near the Everglades.
What did the Alien and Sedition Acts do? (Name at least two things)
How did Madison and Jefferson respond?
What happened in the case of Marbury v Madison?
What factors caused the use of slavery to increase in the early 1800s?
Why did Jefferson purchase Louisiana?
Growing Conflict with Britain
As Jefferson began his second term in 1805, he declared American neutrality in the struggle between Great Britain and France. Although both sides sought to restrict neutral shipping to the other, British control of the seas made its interdiction and seizure much more serious than any actions by Napoleonic France. British naval commanders routinely searched American ships, seized vessels and cargoes, and took off sailors believed to be British subjects. They also frequently impressed American seamen into their service.
When Jefferson issued a proclamation ordering British warships to leave U.S. territorial waters, the British reacted by impressing more sailors. Jefferson then decided to rely on economic pressure; in December 1807 Congress passed the Embargo Act, forbidding all foreign commerce. The law required strong police authority that vastly increased the powers of the national government. Economically, it was disastrous. In a single year American exports fell to one-fifth of their former volume. Shipping interests were almost ruined by the measure; discontent rose in New England and New York. Agricultural interests suffered heavily also. Prices dropped drastically when the Southern and Western farmers could not export their surplus grain, cotton, meat, and tobacco.
A political cartoon showing merchants dodging the “Ograbme”, which is “Embargo” spelled backwards. The embargo was also ridiculed in the New England press as Dambargo, Mob-Rage, or Go-bar-’em. The tortoise here represents the supposed solution to a problem that actually comes back to “bite you in the butt.”
The embargo failed to starve Great Britain into a change of policy. As the grumbling at home increased, Jefferson turned to a milder measure, which partially conciliated domestic shipping interests. In early 1809 he signed the Non-Intercourse Act permitting commerce with all countries except Britain or France and their dependencies.
James Madison succeeded Jefferson as president in 1809. Relations with Great Britain grew worse, and the two countries moved rapidly toward war. The president laid before Congress a detailed report, showing several thousand instances in which the British had impressed American citizens. In addition, northwestern settlers had suffered from attacks by Indians whom they believed had been incited by British agents in Canada. In turn, many Americans favored conquest of Canada and the elimination of British influence in North America, as well as vengeance for impressment and commercial repression. By 1812, war fervor was dominant. On June 18, the United States declared war on Britain.
The War of 1812
The nation went to war bitterly divided. While the South and West favored the conflict, New York and New England opposed it because it interfered with their commerce. The U.S. military was weak. The army had fewer than 7,000 regular soldiers, distributed in widely scattered posts along the coast, near the Canadian border, and in the remote interior. The state militias were poorly trained and undisciplined.
Hostilities began with an invasion of Canada, which, if properly timed and executed, would have brought united action against Montreal. Instead, the entire campaign miscarried and ended with the British occupation of Detroit. The U.S. Navy, however, scored successes. In addition, American privateers, swarming the Atlantic, captured 500 British vessels during the fall and winter months of 1812 and 1813.
The campaign of 1813 centered on Lake Erie. General William Henry Harrison—who would later become president—led an army of militia, volunteers, and regulars from Kentucky with the object of reconquering Detroit. On September 12, while he was still in upper Ohio, news reached him that Commodore Oliver Hazard Perry had annihilated the British fleet on Lake Erie. Harrison occupied Detroit and pushed into Canada, defeating the fleeing British and their Indian allies on the Thames River. The entire region now came under American control.
The British fleet harassed the Eastern seaboard with orders to “destroy and lay waste.” On the night of August 24, 1814, an expeditionary force routed American militia, marched to Washington, D.C., and left the city in flames. President James Madison fled to Virginia.
The White House ruins after the conflagration of August 24, 1814.
The British moved on to their major target, the heavily fortified major city of Baltimore. The British naval guns, mortars and new “Congreve rockets” had a longer range than the American cannon onshore. The ships mostly stood out of range of the Americans, who returned very little fire. All the lights were extinguished in Baltimore the night of the attack, and the fort was bombarded for 25 hours. The only light was given off by the exploding shells over Fort McHenry, which defended the city, illuminating the flag that was still flying over the fort. The sight inspired the American lawyer Francis Scott Key to write “Defence of Fort M’Henry,” a poem that was later set to music as “The Star-Spangled Banner”.
An artist’s rendering of the bombardment at Fort McHenry. Francis Scott Key watched from a U.S. truce ship and was inspired to write the four-stanza poem he originally titled “The Defence of Fort McHenry”. The poem was later set to music and named “The Star-Spangled Banner,” which was adopted as the national anthem in 1931.
Native Americans During the War of 1812
In years leading up to and during the War of 1812, Native Americans continued to resist American expansion into their territories. Native groups made alliances with either the British or the Americans during the war in an attempt to advance their own goals or improve their own situations. As a result,
Tecumseh.
Tecumseh was a Shawnee warrior and chief, who became the primary leader of a large, multi-tribal confederacy in the early 19th century. Born in the Ohio Country (present-day Ohio), and growing up during the American Revolutionary War and the Northwest Indian War, Tecumseh was exposed to warfare and envisioned the establishment of an independent Indian nation east of the Mississippi River under British protection. He worked to recruit additional members to his tribal confederacy from the southern United States.
Tecumseh was among the most celebrated Indian leaders in history and was known as a strong and eloquent orator who promoted tribal unity. He was also ambitious, willing to take risks, and make significant sacrifices to repel the Americans from Indian lands in the Old Northwest Territory. In 1808, with his brother Tenskwatawa (“The Prophet”), Tecumseh founded the Indian village the Americans called Prophetstown, located north of present-day Lafayette, Indiana. Prophetstown grew into a large, multi-tribal community and a central point in Tecumseh’s political and military alliance.
Tecumseh’s confederation fought the United States during Tecumseh’s War, but he was unsuccessful in getting the U.S. government to rescind the Treaty of Fort Wayne (1809) and other land-cession treaties which stripped natives of their claims to their ancestral homelands. In 1811, as he traveled south to recruit more allies, his brother Tenskwatawa initiated the Battle of Tippecanoe against William Henry Harrison’s army, but the Indians retreated from the field and the Americans burned Prophetstown. Although Tecumseh remained the military leader of the pan-Indian confederation, his plan to enlarge the Indian alliance was never fulfilled.
Tecumseh and his confederacy continued to fight the United States after forming an alliance with Great Britain in the War of 1812. During the war, Tecumseh’s confederacy helped in the capture of Fort Detroit. However, after U.S. naval forces took control of Lake Erie in 1813, the British and their Indian allies retreated into Upper Canada, where the American forces engaged them at the Battle of the Thames on October 5, 1813, where Tecumseh was killed. His death and the end of the war caused the pan-Indian alliance to collapse. Within a few years, the remaining tribal lands in the Old Northwest were ceded to the U.S. government and subsequently opened for new settlement and most of the American Indians eventually moved west, across the Mississippi River. Since his death Tecumseh has become an iconic folk hero in American, Aboriginal, and Canadian history.
Death of Tecumseh, Frieze of the United States Capitol rotunda.
Further south, the British began aiding the Creek Indians in modern day Alabama and Georgia. In March 1814, General Andrew Jackson and General John Coffee led a force comprised of about 2,000 Tennessee militiamen, Choctaw, Cherokee, and U.S. regulars in a war against the Creek Indians. Out of 1,000 Creeks, led by Chief Menawa, 800 were killed at the Battle of Horseshoe Bend. Only 49 of Jackson’s forces were killed. Jackson pursued the remaining Creeks until they surrendered, ultimately signing the Treaty of Fort Jackson, which limited their territory and independence.
The Treaty of Ghent
British and American negotiators conducted talks in Europe. The British envoys decided to concede, however, when they learned of Macdonough’s victory on Lake Champlain. Faced with the depletion of the British treasury due in large part to the heavy costs of the Napoleonic Wars, the negotiators for Great Britain accepted the Treaty of Ghent in December 1814. It provided for the cessation of hostilities, the restoration of conquests, and a commission to settle boundary disputes. Unaware that a peace treaty had been signed, the two sides continued fighting into 1815 near New Orleans, Louisiana. Led by General Andrew Jackson, the United States scored the greatest land victory of the war in the Battle of New Orleans, ending for once and for all any British hopes of reestablishing continental influence south of the Canadian border.
Andrew Jackson’s unlikely victory against a superior British force at the Battle of New Orleans came in January 1815, weeks after the official end of the war. It turned him into a household name.
While the British and Americans were negotiating a settlement, Federalist delegates selected by the legislatures of Massachusetts, Rhode Island, Connecticut, Vermont, and New Hampshire gathered in Hartford, Connecticut to express opposition to “Mr. Madison’s war.” New England had managed to trade with the enemy throughout the conflict, and some areas actually prospered from this commerce. Nevertheless, the Federalists claimed that the war was ruining the economy. With a possibility of secession from the Union in the background, the Hartford Convention proposed a series of constitutional amendments that would protect New England interests. Instead, the end of the war, punctuated by the smashing victory at New Orleans, stamped the Federalists with a stigma of disloyalty from which they never recovered. The Federalists’ opposition to the War of 1812 and the Hartford Convention had terminally damaged the party.
The First Seminole War
In Southern Georgia, Chief Neamathla of the Miccosukee tribe – part of the larger Seminole cultural group – at Fowltown was engaged in a land dispute with General Edmund Pendleton Gaines, the American commander at Fort Scott. The land had been ceded by the Creek at the Treaty of Fort Jackson. However, the Miccosukee considered itself a different tribe. It held that the Creek did not have right to cede Miccosukee land. In November 1817, a force of 250 men was sent by General Gaines to capture Neamathla, but was driven back. A second attempt in the same month succeeded, and the Miccosukee were driven from Fowltown.
A modern depiction of a classic Seminole village.
A week after the attack on Fowltown, a military boat transporting supplies, sick soldiers, and the families of soldiers to Fort Scott (it is not clear if children were on board) was attacked on the Apalachicola River. Most of the passengers on board were killed, with one woman captured and six survivors making it to Fort Scott.
General Gaines had been ordered not to invade Spanish Florida save for small incursions. After word of the Scott massacre reached Washington, DC, Gaines was ordered to invade Spanish-colonized Florida in pursuit of Seminoles, but not to attack Spanish installations. However, Gaines had been ordered to eastern Florida to deal with piracy issues there, so Secretary of War John C. Calhoun ordered General Andrew Jackson to lead the invasion.
General Jackson gathered his forces at Fort Scott in March 1818. His fighters were 800 regulars, 1,000 Tennessee volunteers, 1,000 Georgia militia, and 1,400 friendly Creek warriors. Jackson’s force entered Florida on March 13, following the Apalachicola River and constructing Fort Gadsden. The Indian town of Tallahassee was burned on March 31 and the town of Miccosukee was taken the next day. The American and Creek forces left 300 Indian homes devastated in their wake, reaching and capturing the Spanish fort of St. Marks on April 6.
The American force left St. Marks and continued to attack Indian villages. It captured Alexander George Arbuthnot, a Scottish trader who worked out of the Bahamas and supplied the Indians, and Robert Ambrister, a former Royal Marine and self-appointed British agent, as well as the Indian leaders Josiah Francis and Homathlemico. All four were eventually executed. Jackson’s forces also attacked villages occupied by runaway slaves along the Suwannee River.
Having declared victory, Jackson sent the Georgia militia and Creek warriors home, sending the remaining army back to St. Marks, where he left a garrison before returning to Fort Gadsden. On May 7, he marched a force of 1,000 to Pensacola where he believed the Indians were gathering and being supplied by the Spanish. The governor of West Florida raised a protest, insisting that the Indians there were mostly women and children. When Jackson reached Pensacola on May 23, the governor and the Spanish garrison retreated to Fort Barrancas. After a day of exchanging cannon fire, the Spanish surrendered.
The governments of Great Britain and Spain both expressed outrage over the invasion. However, Spain was unable to defend or control the territory, as several local uprisings and rebellions made clear. The Spanish Crown agreed to cede Florida to the United States per the Adams–Onís Treaty of 1819, and the transfer took place in 1821.
The Monroe Doctrine
On December 2, 1823, President Monroe introduced the most famous aspect of his foreign policy in his State of the Union Address to Congress. The Monroe Doctrine, as it came to be called, stated that any further attempts by European powers to interfere in the affairs of the nations of the Western hemisphere (namely Latin America) would be seen as an act of aggression against the United States, requiring a U.S. response. The Monroe Doctrine came about as a result of U.S. and British fears the Spain would attempt to restore its power over former colonies in Latin America. President Monroe essentially sent notice the Americas, both North and South, were no longer open to colonization by European powers.
The fact that the U.S. was still a young nation with very little naval power meant that the warning went largely ignored by the major powers. Despite this, the British approved of the policy and largely enforced it as part of the Pax Britannica, whereby the British Navy secured the neutrality of the high seas. It was mainly through this support, rather than the Monroe Doctrine exclusively, which secured and maintained the sovereignty of Latin American nations.
The United States would invoke the Monroe Doctrine repeatedly through the next century, as reflected from this cartoon from around the year 1900.
What did the Alien and Sedition Acts do? (Name at least two things)
How did Madison and Jefferson respond?
What happened in the case of Marbury v Madison?
What factors caused the use of slavery to increase in the early 1800s?
Why did Jefferson purchase Louisiana?
The Adams Presidency
John Adams, 2nd President of the United States.
Washington announced his retirement in 1796, firmly declining to serve for more than eight years as the nation’s head. Thomas Jefferson of Virginia (Republican) and John Adams (Federalist) vied to succeed him. Adams won a narrow election victory.
Adams faced serious international difficulties. France, at war with Britain and angered by the fact that the U.S. refused to cut off ties with Britain, began to seize American merchant ships there. By 1797 France had snatched 300 American ships and broken off diplomatic relations with the United States. When Adams sent three commissioners to Paris to negotiate, agents of Foreign Minister Charles Maurice de Talleyrand (whom Adams labeled X, Y, and Z in his report to Congress) informed the Americans that negotiations could only begin if the United States loaned France $12 million and bribed officials of the French government. American hostility to France rose to an excited pitch. Federalists called for war.
These events – the so-called XYZ Affair – led to the strengthening of the fledgling U.S. Armies and Navy.Congress authorized the acquisition of twelve frigates, and made other appropriations to increase military readiness. Despite calls for a formal war declaration, Adams remembered Washington’s farewell address, which warned against getting involved in European conflict, and steadfastly refused to ask Congress for one.
A political cartoon depicts the XYZ Affair – America is a female being plundered by Frenchmen. (1798)
In 1799, after a series of sea battles with the French, war seemed inevitable. In this crisis, Adams rejected the guidance of Hamilton, who wanted war, and reopened negotiations with France. Napoleon, who had just come to power, received them cordially. The danger of conflict subsided with the negotiation of the Convention of 1800, which formally released the United States from its 1778 defense alliance with France. However, reflecting American weakness, France refused to pay $20 million in compensation for American ships taken by the French Navy.
Vice President Thomas Jefferson actively worked against his own president, arguing that states had the right to nullify or ignore those federal laws with which they disagreed.
Hostility to France led the Federalist controlled Congress to pass the Alien and Sedition Acts, which had severe repercussions for American civil liberties. The Naturalization Act, which changed the requirement for citizenship from five to 14 years, was targeted at Irish and French immigrants suspected of supporting the Republicans. The Alien Act, operative for two years only, gave the president the power to expel or imprison aliens in time of war. The Sedition Act forbid writing, speaking, or publishing anything of “a false, scandalous, and malicious” nature against the president or Congress. The few convictions won under it created martyrs to the cause of civil liberties and aroused support for the Republicans.
The acts met with resistance. Jefferson – Adams’s own vice-president – and James Madison sponsored the passage of the Kentucky and Virginia Resolutions by the legislatures of these two states in November and December 1798. As extreme declarations of states’ rights, the resolutions asserted that states could ignore federal actions if they disagreed with them. This concept of nullification would be used later for the Southern states’ resistance to protective tariffs (favored by the North), and, more ominously, slavery.
Industry and Slavery
A Roberts loom in a weaving shed in 1835. Textiles were the leading industry of the Industrial Revolution and mechanized factories, powered by a central water wheel or steam engine, were the new workplace.
In the 1790s certain New England weavers began building large, automated looms, driven by water power. To house them they created the first American factories. Working the looms required less skill and more speed than household laborers could provide. The looms needed people brought to them; and they also required laborers who did not know the origin of the word sabotage. These factories sought out young women.
The factory owners said they wanted to hire these women just for a few years, with the ideal being that they could raise a dowry for their wedding. They were carefully supervised, with their time laid out for them. Some mill owners created evening classes to teach these women how to write and how to organize a household.
The factories provided a cheaper source of cotton cloth, sent out on ships and on roads improved by a stronger government. For the first time some people could afford more than two outfits, work and Sunday best. They also provided an outlet for cotton from the slave states in the South. Cotton was at that time one among many crops. Many slaves had to work to separate cotton from the seeds of the cotton plant, and to ship it to cloth-hungry New England. This was made simpler by Eli Whitney’s invention of the cotton gin in 1793. Cotton became a profitable crop, and many Southern farms now made it their only crop. Growing and picking cotton was long, difficult labor, and the Southern plantation made it the work for slaves. Northern factories became part of the economy of slavery.
Two slaves operate one of Eli Whitney’s cotton gins. Whitney invented his cotton gin in 1793. He began to work on this project after moving to Georgia in search of work. Whitney created two cotton gins: a small one that could be hand-cranked and a large one that could be driven by a horse or water power. Thanks to the cotton gin, the production of raw cotton doubled each decade after 1800.
This renewed reliance on slavery went against the trend in other parts of the country. Vermont had prohibited slavery in its state constitution in 1777. Pennsylvania passed laws for the gradual abolition of the condition in 1780, and New York State in 1799. Education, resources, and economic development created the beginnings of industrialization in many Northern states and plantations and slavery and less development in states in the Deep South.
The Election of 1800
By 1800 the American people were ready for a change. Under Washington and Adams, the Federalists had established a strong government, but sometimes they had followed policies that alienated large groups. For example, in 1798 they had enacted a tax on houses, land, and slaves, affecting every property owner in the country.
The campaign of 1800 was bitter – Jefferson’s allies suggested that President Adams of having a “hideous hermaphroditical character, which has neither the force and firmness of a man, nor the gentleness and sensibility of a woman.” Adams’s supporters called Vice President Jefferson “a mean-spirited, low-lived fellow, the son of a half-breed Indian squaw, sired by a Virginia mulatto father.” The two men didn’t speak to each other for another decade.
The Constitution originally called for the individual with the most votes in an election to become President, and for the runner-up to become Vice President. George Washington, who had approved of this system, had justified it by the belief that it worked against factionalism in political parties. However, it had already resulted in the alienation of Vice President Thomas Jefferson under the Adams administration.
In 1800, Thomas Jefferson and Aaron Burr ran against Adams and his running mate. The two Republican candidates would have preferred for Jefferson to become President and Burr to become Vice President. But the Electoral College vote was tied between the two of them. The Federalist-controlled House of Representatives was called upon to chose between them. It had to vote thirty-six times before Jefferson was chosen to be President, and then only with the reluctant agreement of Alexander Hamilton – to stop Burr, who had refused to concede the presidency to Jefferson as planned. Congress later approved a Constitutional amendment allowing for separate balloting for President and Vice President in the Electoral College.
Vice President Aaron Burr bore a grudge against Hamilton for this. In 1804, when the two ran for Governor of New York, they dueled, and Burr killed Hamilton.
In Jefferson’s inaugural address, the first such speech in the new capital of Washington, D.C., he promised “a wise and frugal government” that would preserve order among the inhabitants but leave people “otherwise free to regulate their own pursuits of industry, and improvement.” He also spoke of reconciliation after the bitter campaign saying, “We have called by different names brethren of the same principle. We are all Republicans, we are all Federalists.”
Marbury v. Madison
On March 2, 1801, just two days before his presidential term was to end, Adams nominated nearly 60 Federalist supporters to circuit judge and justice of the peace positions the Federalist-controlled Congress had newly created. These appointees—whom Jefferson’s supporters derisively referred to as “the Midnight Judges”—included William Marbury, an ardent Federalist and a vigorous supporter of the Adams presidency.
On March 4, 1801, Thomas Jefferson was sworn in and became the 3rd President of the United States. As soon as he was able, Jefferson instructed his new Secretary of State, James Madison, to withhold the undelivered appointments. In Jefferson’s opinion, the commissions were void because they had not been delivered in time. Without the commissions, the appointees were unable to assume the offices and duties to which they had been appointed. In December 1801, Marbury filed suit against Madison in the Supreme Court, asking the Court to force Madison to deliver Marbury’s commission. This lawsuit resulted in the case of Marbury v. Madison.
The Court did not order Madison to comply. Marshall examined the law Congress had passed that gave the Supreme Court jurisdiction over types of cases like Marbury’s, and found that it had expanded the definition of the Supreme Court’s jurisdiction beyond what was originally set down in the U.S. Constitution. Marshall then struck down the law. This is the origin of the concept of judicial review – the idea that American courts have the power to strike down laws or actions of the government found to violate the Constitution. If the Supreme Court has a super power, it is this, and they discovered it here.
Inscription on the wall of the Supreme Court Building from Marbury v. Madison, in which Chief Justice John Marshall outlined the concept of judicial review.
The Louisiana Purchase
One of Jefferson’s acts doubled the area of the country. At the end of the Seven Years’ War, France had ceded its territory west of the Mississippi River to Spain. Access to the port of New Orleans near its mouth was vital for the shipment of American products from the Ohio and Mississippi river valleys. Shortly after Jefferson became president, Napoleon forced a weak Spanish government to cede this great tract, the Louisiana Territory, back to France. The move filled Americans with apprehension and indignation. French plans for a huge colonial empire just west of the United States seriously threatened the future development of the United States. Jefferson asserted that if France took possession of Louisiana, “from that moment we must marry ourselves to the British fleet and nation.”
Napoleon, however, lost interest after the French were expelled from Haiti by a slave revolt. Knowing that another war with Great Britain was impending, he resolved to fill his treasury and put Louisiana beyond the reach of Britain by selling it to the United States. His offer presented Jefferson with a dilemma: The Constitution conferred no explicit power to purchase territory. At first the president wanted to propose an amendment, but delay might lead Napoleon to change his mind. Advised that the power to purchase territory was an implied power, suggested by the enumerated power to make treaties, Jefferson relented, saying that “the good sense of our country will correct the evil of loose construction when it shall produce ill effects.”
All of this sidestepped the question of whether this land was France’s to sell in the first place – barely any of it was occupied by French people let alone the French army. Instead, it was filled with millions of Native Americans living across hundreds of independent tribes, most of whom had likely never heard of France or the United States.
The United States obtained the “Louisiana Purchase” for $15 million in 1803. It contained more than 2,600,000 square kilometers as well as the port of New Orleans. Once the natives who occupied it had been conquered and removed, the nation would gain a sweep of rich plains, mountains, forests, and river systems that within 80 years would become its heartland—and a breadbasket for the world.
The 1803 Louisiana Purchase totaled 827,987 square miles (2,144,480 square kilometers), doubling the size of the United States.
Jefferson commissioned the Lewis and Clark Expedition (1) to explore and map the newly acquired territory, (2) to find a practical route across the western half of the continent, and (3) to establish an American presence in this territory before Britain and other European powers tried to claim it. The campaign’s secondary objectives were scientific and economic: (4) to study the area’s plants, animal life, and geography, and (5) to establish trade with local American Indian tribes.
From May 1804 to September 1806, the Corps of Discovery under the command of Captain Meriwether Lewis and his close friend Second Lieutenant William Clark, was the first American expedition to cross the western portion of the United States. Also along for the mission was York, Clark’s slave, who who carried a gun and hunted on behalf of the expedition and was also accorded a vote during group decisions, more than half a century before African Americans could actually participate in American democracy. Along the way, the Corps picked up they met a French-Canadian fur trapper named Toussaint Charbonneau, and his teenage Shoshone wife Sacagawea, who had purchased as a slave and who was pregnant with their child. The Shoshone lived in the Rocky Mountains, and Sacagawea’s knowledge of nature, geography, language, and culture proved to be invaluable to the expedition.
Lewis and Clark on the Lower Columbia depicts the meeting between the Corps of Discovery and the Chinook people on the Lower Columbia River in October 1805. Sacagawea is depicted with arms outstretched.
The Corps met their objective of reaching the Pacific, mapping, and establishing their presence for a legal claim to the land. They established diplomatic relations and trade with at least two dozen indigenous nations. They did not find a continuous waterway to the Pacific Ocean (mostly because one does not exist!) but located an Indian trail that led from the upper end of the Missouri River to the Columbia River which ran to the Pacific Ocean. They gained information about the natural habitat, flora and fauna, bringing back various plant, seed and mineral specimens. They mapped the topography of the land, designating the location of mountain ranges, rivers and the many Indian tribes during the course of their journey. They also learned and recorded much about the language and customs of the American Indian tribes they encountered, and brought back many of their artifacts, including bows, clothing and ceremonial robes.
Name one presidential tradition that originated with George Washington.
How did the Federalists differ from the Democratic-Republicans?
What was the Compromise of 1790?
Describe one American reaction to the events of the French Revolution.
Compare and contrast the government response to Shays’ Rebellion and the Whiskey Rebellion.
President Washington
One of the last acts of the Congress of the Confederation was to arrange for the first presidential election, setting March 4, 1789, as the date that the new government would come into being. One name was on everyone’s lips for the new chief of state—George Washington. He was unanimously chosen president and took the oath of office at his inauguration on April 30, 1789. In words spoken by every president since, Washington pledged to execute the duties of the presidency faithfully and, to the best of his ability, to “preserve, protect, and defend the Constitution of the United States.”
George Washington’s inauguration as the first President of the United States which took place in New York City on April 30, 1789.
When Washington took office, the new Constitution enjoyed neither tradition nor the full backing of organized public opinion. The new government had to create its own machinery and legislate a system of taxation that would support it. Until a judiciary could be established, laws could not be enforced. The army was small. The navy had ceased to exist.
Congress quickly created the departments of State and Treasury, with Thomas Jefferson and Alexander Hamilton as their respective secretaries. Departments of War and Justice were also created. Since Washington preferred to make decisions only after consulting those men whose judgment he valued, the American presidential Cabinet came into existence, consisting of the heads of all the departments that Congress might create. Simultaneously, Congress provided for a federal judiciary—a Supreme Court, with one chief justice and five associate justices, three circuit courts, and 13 district courts.
Meanwhile, the country was growing steadily and immigration from Europe was increasing. Americans were moving westward: New Englanders and Pennsylvanians into Ohio; Virginians and Carolinians into Kentucky and Tennessee. Good farms were to be had for small sums; labor was in strong demand. The rich valley stretches of upper New York, Pennsylvania, and Virginia soon became great wheat-growing areas.
Although many items were still homemade, the Industrial Revolution was dawning in the United States. Massachusetts and Rhode Island were laying the foundation of important textile industries; Connecticut was beginning to turn out tinware and clocks; New York, New Jersey, and Pennsylvania were producing paper, glass, and iron. Shipping had grown to such an extent that on the seas the United States was second only to Britain. Even before 1790, American ships were traveling to China to sell furs and bring back tea, spices, and silk.
Washington’s two-term administration set many policies and traditions that survive today. He was again unanimously elected in 1792. But after his second term expired, Washington again voluntarily relinquished power, thereby establishing an important precedent that was to serve as an example for the United States and also for other future republics. Washington also abjured titles. He didn’t want to be called “Your Excellency” or “Your Majesty.” He insisted on being called “Mr. President,” and referred to as “The President of the United States”. Because of his central role in the founding of the United States, Washington is often called the “Father of his Country.” Scholars rank him with Abraham Lincoln among the greatest of United States presidents.
Hamilton vs. Jefferson: Strong or Weak Central Government?
Over the course of Washington’s two terms as president, rivalries arose between his closest advisers, particularly between Secretary of State Thomas Jefferson and Secretary of the Treasury Alexander Hamilton. Out of these developments evolved two new political parties: The Federalists, who shared the same name as the earlier pro-ratification party, and the Democratic-Republican Party, also known as the Jeffersonian party, or as the Anti-Federalists.
Federalists used a black and white cockade as a symbol.
Led by Alexander Hamilton, the Federalists represented the interests of trade and manufacturing, which they saw as forces of progress in the world. They believed these could be advanced only by a strong central government capable of establishing sound public credit and a stable currency. Openly distrustful of the latent radicalism of the masses, they could nonetheless credibly appeal to workers and artisans. Their political stronghold was in the New England states. Seeing England as an example the United States should try to emulate, they favored good relations with their former mother country.
The Democratic-Republicans, led by Thomas Jefferson, spoke primarily for agricultural interests and values. They distrusted bankers, cared little for commerce and manufacturing, and believed that freedom and democracy flourished best in a rural society composed of self-sufficient farmers. They felt little need for a strong central government; in fact, they tended to see it as a potential source of oppression. Thus they favored states’ rights. They were strongest in the South and in the West.
Republicans used a red, white, and blue cockade as a symbol.
The conflict between the Federalist party and the Democratic-Republican party can be seen in the debate on how to pay off Revolutionary War debts. Alexander Hamilton and the Federalists wanted to put state debts and federal debts into one huge national debt. The Treasury would issue bonds that rich people would buy, thereby giving the rich a tangible stake in the success of the national government. When the new federal government had succeeded in paying off this debt, it would increase confidence in the stability of the central government, encouraging foreign governments to loan money to the U.S. Hamilton also proposed a National Bank to help stabilize the national economy. This private Bank of the United States would serve as a place to put the government’s money, increasing central financial power and economic control.
Jefferson did not agree with Hamilton’s idea of a national bank. Jefferson’s faction envisioned an America more similar to ancient Athens or pre-Imperial Rome, with independent farming households following their own interests and nurturing liberty. Jefferson believed America should teach people to be self-sufficient farmers, and he wanted the federal government to stop interfering in state matters. In the end, in what came to be known as the Compromise of 1790, Jefferson agreed to Hamilton’s plan in exchange for Hamilton’s agreement to locate the government’s permanent capital in the South, on the Potomac River in what would become Washington, D.C.
The good credit established by this deal later allowed Jefferson to borrow in Europe to finance the Louisiana Purchase in 1803, as well as to borrow to finance the War of 1812.
Jefferson and Hamilton met in private with James Madison to hammer out the deal that came to be known as the Compromise of 1790.
The French Revolution
The French Revolution broke out in 1789, a few months after the American Constitution had gone into effect. At first, as France overthrew the monarchy and declared itself a republic, many Americans supported the revolution. They believed their own revolt against England had spurred France to republicanism. But as the Reign of Terror began, and thousands of French aristocrats went to the guillotine, many Americans were shocked at the revolution’s excesses. By the mid-1790s, as France went to war against neighboring monarchies, the revolution polarized American public opinion. Federalists viewed England, France’s traditional enemy, as the bastion of stable government against a growing tide of French anarchy. Members of the emerging Democratic Republican Party, on the other hand, who took their party’s name in part from the French Republic, believed the Terror to be a temporary excess and continued to view England as the true enemy of liberty.
President Washington’s policy was neutrality. He knew that England, France, or even Spain, would be happy to eat up American resources and territory. The United States in the 1790s was still new and frail. He hoped that America could stay out of European conflicts until it was strong enough to withstand any serious foreign threat. Yet both England and France found opportunities to each use American resources against the other.
Hamilton and Jefferson clashed here as well. The former argued that the mutual defense treaty that the United States had signed with France in 1778 was no longer binding, as the French regime that had made that treaty no longer existed. The latter disagreed. But Washington sided with Hamilton, issuing a formal Proclamation of Neutrality in 1793. Washington repeated his belief in neutrality and argued against factionalism in his Farewell Address of 1796.
That same year, Citizen Edmund Charles Genêt arrived as the French minister to the United States. He soon began issuing commissions to captains of American ships who were willing to serve as privateers for France. This blatant disregard of American neutrality angered Washington, who demanded and got Genêt’s recall.
The British Royal Navy, meanwhile, began a policy of impressment – forcing ordinary sailors into military service, including sailors on American merchant ships. Many English sailors had been lured into the American merchant service by high wages and comparatively good standards of living, and England needed these sailors to man its own fleet, on which England’s national security depended. This violation of the American flag, however, infuriated Americans, as did the fact that England had not yet withdrawn its soldiers from posts in the Northwest Territory, as required by the Treaty of Paris of 1783.
British officers inspect a group of American sailors for impressment into the British navy, ca. 1810, in a drawing by Howard Pyle. The practice angered Americans – and was left unaddressed by the Jay Treaty, angering them further.
In response, President Washington sent Supreme Court Chief Justice John Jay to negotiate a treaty with England. But Jay had little leverage with which to negotiate: the final treaty did require immediate English evacuation of the frontier forts, but it said nothing about the matter of impressments. The Jay Treaty provoked an outcry among American citizens, and although the Senate ratified it narrowly, the debate it sparked was the final blow which solidified the Federalist and Republican factions into full-scale political parties, Federalists agreeing to the treaty, and Republicans viewing it as a sell-out to England (and against France).
The Whiskey Rebellion
“Famous Whiskey Insurrection in Pennsylvania,” an 1880 illustration of a tarred and feathered tax collector being made to ride the rail.
The Whiskey Rebellion of 1794 proved to be one of the most visible challenges of Washington’s time in office. The new Republic needed funds. This motivated Alexander Hamilton to press Congress to pass an excise tax on the sale of whiskey. Rural Pennsylvania farmers, who had never known a centralized American authority, were horrified by a call on what they considered their own profit and refused to pay the tax. A mob of 500 men attacked a tax collector’s house. In response, Washington and Hamilton led an army of 15,000 men to quell the rebellion, an army larger than the force Washington had commanded in the American Revolution. When the army showed up, the rebels dispersed.
In leading the militia against the Whiskey Rebellion, Washington became one of only two sitting U.S. presidents to exercise battlefield authority.
The suppression of the Whiskey Rebellion met with widespread popular approval. This was the first time the new government had been directly opposed, and through a clear show of federal authority, Washington established the principle that federal law is the supreme law of the land, and demonstrated that the federal government had both the ability and willingness to suppress violent resistance to the nation’s laws. The government’s response to the rebellion was, therefore, viewed by the Washington administration as a success, a view that has generally been endorsed by historians.
After crushing the Whiskey Rebellion, Washington publicly blamed the Democratic-Republican Party for the rebellion, and Jefferson began to view Washington as “the head of a party” rather than “the head of a nation.” Hamilton’s followers, who coalesced into the Federalist Party, were thrilled by Washington’s remarks, and the party sought to closely associate itself with Washington.
What was the goal of the Constitutional Convention?
Name and describe one compromise at the convention.
What are checks and balances?
Who were the Federalists and what did they believe?
What is the Bill of Rights, and what is one right it protects?
Constitutional Convention
By the time the Northwest Ordinance was enacted, American leaders were in the midst of drafting a new and stronger constitution to replace the Articles of Confederation. Already a legend in his own lifetime, George Washington was a vocal critic of the Articles, had written accurately that the states were united only by a “rope of sand.” Disputes between Maryland and Virginia over navigation on the Potomac River led to a conference of representatives of five states at Annapolis, Maryland, in 1786. One of the delegates, Alexander Hamilton of New York, convinced his colleagues that commerce was bound up with large political and economic questions. What was required was a fundamental rethinking of the Confederation.
The Annapolis conference issued a call for all the states to appoint representatives to a convention to be held the following spring in Philadelphia. The Continental Congress was at first indignant over this bold step, but it acquiesced after Washington gave the project his backing and was elected a delegate. During the next fall and winter, elections were held in all states but Rhode Island.
A remarkable gathering of notables assembled at what came to be called the Constitutional Convention – a gathering of delegates with the goal of creating a new plan of government for the United States – in May 1787. The state legislatures sent leaders with experience in colonial and state governments, in Congress, on the bench, and in the army. Washington, regarded as the country’s first citizen because of his integrity and his military leadership during the Revolution, was chosen as presiding officer.
The signing of the Constitution of the United States
From Pennsylvania came Benjamin Franklin, nearing the end of an extraordinary career of public service and scientific achievement. From Virginia came James Madison, a practical young statesman, a thorough student of politics and history, and, according to a colleague, “from a spirit of industry and application … the best-informed man on any point in debate.” He would be recognized as the “Father of the Constitution.”
From New York came Alexander Hamilton, who had proposed the meeting. Absent from the Convention were Thomas Jefferson, who was serving as minister representing the United States in France, and John Adams, serving in the same capacity in Great Britain. Youth predominated among the 55 delegates—the average age was 42.
Congress had authorized the Convention merely to draft amendments to the Articles of Confederation but, as Madison later wrote, the delegates, “with a manly confidence in their country,” simply threw the Articles aside and went ahead with the building of a wholly new form of government.
Independence Hall’s Assembly Room, where the delegates worked through summer heat in 1787.
They recognized that the paramount need was to reconcile two different powers—the power of local control, which was already being exercised by the 13 semi-independent states, and the power of a central government. They adopted the principle that the functions and powers of the national government—being new, general, and inclusive—had to be carefully defined and stated, while all other functions and powers were to be understood as belonging to the states. But realizing that the central government had to have real power, the delegates also generally accepted the fact that the government should be authorized, among other things, to coin money, to regulate commerce, to declare war, and to make peace.
Debate and Compromise
The 18th-century statesmen who met in Philadelphia were adherents of Montesquieu’s concept of the separation of powers in politics. This principle was supported by colonial experience and strengthened by the writings of Montesquieu, with which most of the delegates were familiar. These influences led to the conviction that three equal and coordinate branches of government should be established. Legislative, executive, and judicial powers were to be so harmoniously balanced that no one could ever gain control. The delegates agreed that the legislative branch, like the colonial legislatures and the British Parliament, should be bicameral, consisting of two houses.
On these points there was unanimity within the assembly. But sharp differences also arose. Representatives of the small states—New Jersey, for instance—objected to changes that would reduce their influence in the national government by basing representation upon population rather than upon statehood, as was the case under the Articles of Confederation.
On the other hand, representatives of large states, like Virginia, argued for proportionate representation. This debate threatened to go on endlessly until Roger Sherman came forward with a plan that came to be known as the Great Compromise – for representation in proportion to the population of the states in one house of Congress, the House of Representatives, and equal representation in the other, the Senate.
Quaker John Dickinson argued forcefully against slavery during the Convention. Once Delaware’s largest slaveholder, he had freed all of his slaves by 1787.
Almost every succeeding question raised new divisions, to be resolved only by new compromises. Northerners wanted slaves counted when determining each state’s tax share, but not in determining the number of seats a state would have in the House of Representatives. According to the Three-Fifths Compromise reached with little dissent, tax levies and House membership would be apportioned according to the number of free inhabitants plus three-fifths of the slaves.
Laboring through a hot Philadelphia summer, the convention finally achieved a draft incorporating in a brief document the organization of the most complex government yet devised – one which could only carry out enumerated powers, those powers listed in the Constitution. It would have full power to levy taxes, borrow money, establish uniform duties and excise taxes, coin money, regulate interstate commerce, fix weights and measures, grant patents and copyrights, set up post offices, and build post roads. It also was authorized to raise and maintain an army and navy, manage Native-American affairs, conduct foreign policy, and wage war. It could pass laws for naturalizing foreigners and controlling public lands; it could admit new states on a basis of absolute equality with the old. The power to pass all necessary and proper laws for executing these clearly defined powers rendered the federal government able to meet the needs of later generations and of a greatly expanded body politic.
The principle of separation of powers had already been given a fair trial in most state constitutions and had proved sound. Accordingly, the convention set up a governmental system with separate legislative, executive, and judiciary branches, each with powers of checks and balances to limit each other. Thus congressional enactments were not to become law until approved by the president. And the president was to submit the most important of his appointments and all his treaties to the Senate for confirmation. The president, in turn, could be impeached and removed by Congress. The judiciary was to hear all cases arising under federal laws and the Constitution; in effect, the courts were empowered to interpret both the fundamental and the statute law. But members of the judiciary, appointed by the president and confirmed by the Senate, could also be impeached by Congress.
Ratification and the Bill of Rights
The Rising Sun Chair George Washington used during the Constitutional Convention.
On September 17, 1787, after 16 weeks of deliberation, the finished Constitution was signed by 39 of the 42 delegates present. Franklin, pointing to the half‑sun painted in brilliant gold on the back of Washington’s chair, said:
I have often in the course of the session … looked at that [chair] behind the president, without being able to tell whether it was rising or setting; but now, at length, I have the happiness to know that it is a rising, and not a setting, sun.
The convention was over; the members “adjourned to the City Tavern, dined together, and took a cordial leave of each other.” Yet a crucial part of the struggle for a more perfect union remained to be faced. The consent of popularly elected state conventions was still required before the document could become effective.
The convention had decided that the Constitution would take effect upon ratification by conventions in nine of the 13 states. By June 1788 the required nine states had ratified the Constitution, but the large states of Virginia and New York had not. Most people felt that without their support the Constitution would never be honored. To many, the document seemed full of dangers: Would not the strong central government that it established tyrannize them, oppress them with heavy taxes, and drag them into wars?
Differing views on these questions brought into existence two parties, the Federalists, who favored a strong central government, and the Antifederalists, who preferred a loose association of separate states. Impassioned arguments on both sides were voiced by the press, the legislatures, and the state conventions.
In Virginia, the Antifederalists attacked the proposed new government by challenging the opening phrase of the Constitution: “We the People of the United States.” Without using the individual state names in the Constitution, the delegates argued, the states would not retain their separate rights or powers. Virginia Antifederalists were led by Patrick Henry, who became the chief spokesman for back-country farmers who feared the powers of the new central government. Wavering delegates were persuaded by a proposal that the Virginia convention recommend a bill of rights, and Antifederalists joined with the Federalists to ratify the Constitution on June 25.
An advertisement for The Federalist, 1787, using the pseudonym “Philo-Publius.”
In New York, Alexander Hamilton, John Jay, and James Madison pushed for the ratification of the Constitution in a series of essays known as The Federalist Papers. The essays, published in New York newspapers, provided a now-classic argument for a central federal government, with separate executive, legislative, and judicial branches that checked and balanced one another. With The Federalist Papers influencing the New York delegates, the Constitution was ratified on July 26.
Fear of a strong central government was only one concern among those opposed to the Constitution; of equal concern to many was the fear that the Constitution did not protect individual rights and freedoms sufficiently. Virginian George Mason, author of Virginia’s Declaration of Rights of 1776, was one of three delegates to the Constitutional Convention who had refused to sign the final document because it did not enumerate individual rights. Together with Patrick Henry, he campaigned vigorously against ratification of the Constitution by Virginia. Indeed, five states, including Massachusetts, ratified the Constitution on the condition that such amendments be added immediately.
When the first Congress convened in New York City in September 1789, the calls for amendments protecting individual rights were virtually unanimous. Congress quickly adopted 12 such amendments; by December 1791, enough states had ratified 10 amendments to make them part of the Constitution. Collectively, they are known as the Bill of Rights. Among their provisions: freedom of speech, press, religion, and the right to assemble peacefully, protest, and demand changes (First Amendment); protection against unreasonable searches, seizures of property, and arrest (Fourth Amendment); due process of law in all criminal cases (Fifth Amendment); right to a fair and speedy trial (Sixth Amendment); protection against cruel and unusual punishment (Eighth Amendment); and provision that the people retain additional rights not listed in the Constitution (Ninth Amendment).
Since the adoption of the Bill of Rights, only 17 more amendments have been added to the Constitution. Although a number of the subsequent amendments revised the federal government’s structure and operations, most followed the precedent established by the Bill of Rights – they expanded rather than limited individual rights and freedoms, in particular to the women and people of color who had originally been excluded when Jefferson wrote the words “All men are created equal…”
How does society fill jobs that no one wants to do? One choice is that you can pay workers in these positions extremely well, making these hard jobs desirable. That is expensive, making it hard or impossible to turn a profit. The other option is to coerce people into performing that labor – through financial, legal, or violent means… In which way did landowners in colonial America solve this dilemma?
What was indentured servitude? What kind of rules governed the lives of servants?
Briefly describe the transatlantic slave trade.
Identify two ways in which slavery was different from indentured servitude.
How did slaves resist their masters?
What was Bacon’s Rebellion?
Indentured Servitude
Indentured servitude was a system by which immigrants, typically young Europeans under 25, both men and women, came to the English colonies.
Farmers, merchants, and shopkeepers in the British colonies found it very difficult to hire free workers, primarily because it was easy for potential workers to set up their own farms by moving to frontier lands. Consequently, a common solution was to transport a young worker from Britain or a German state, who would work for several years to pay off the debt of their travel costs. During the indenture period the servants were not paid cash wages, but were provided with food, accommodation, clothing and training. The indenture document specified how many years the servant would be required to work, after which they would be free. Terms of indenture ranged from one to seven years with typical terms of four or five years.
Virginia Gazette, March 18, 1775.
Servants could not marry without the permission of their owner, were subject to physical punishment (like many young ordinary servants), and saw their obligation to labor enforced by the courts. To ensure uninterrupted work by the female servants, the law lengthened the term of their indenture if they became pregnant. But unlike slaves, servants were guaranteed to be eventually released from bondage. At the end of their term they received a payment known as “freedom dues” (typically a small parcel of land or a new suit of clothes) and become free members of society. One could buy and sell indentured servants’ contracts, and the right to their labor would change hands, but not the person as a piece of property.
Both male and female laborers could be subject to violence, occasionally even resulting in death. Historian Richard Hofstadter notes that, as slaves arrived in greater numbers after 1700, white laborers in Virginia became a “privileged stratum, assigned to lighter work and more skilled tasks.” He also notes that “Runaways were regularly advertised in the newspapers, rewards were offered, and both sheriffs and the general public were enlisted to secure their return. … The standard penalty in the North, not always rigorously enforced, was extra service of twice the time the master had lost, though whipping was also common.”
Pennsylvania Gazette, November 25, 1762.
Transatlantic Slave Trade
The triangular trade. While slave labor was not widely practiced in New England, the region’s merchants participated and profited off of the trade directly – transporting enslaved Africans into slavery in the Americas, and carrying the fruits of slave labor, such as tobacco and sugar, to to consumers outside of the American South.
The transatlantic slave trade was the forced transportation of enslaved African people, mainly to the Americas. The slave trade regularly used the triangular trade route and its Middle Passage, and existed from the 16th to the 19th centuries. The vast majority of those who were enslaved and transported in the transatlantic slave trade were Africans from central and western Africa, who had been sold by other West Africans to Western European slave traders (with a small number being captured directly by the slave traders in coastal raids), who brought them to the Americas. South Atlantic and Caribbean economies especially were dependent on the supply of secure labor for the production of commodity crops such as tobacco, sugar, and cotton to sell elsewhere in the colonies and in Europe.
The duration of the transatlantic voyage varied widely, from one to six months depending on weather conditions. The journey became more efficient over the centuries; while an average transatlantic journey of the early 16th century lasted several months, by the 19th century the crossing often required fewer than six weeks.
It is believed that African kings, warlords and private kidnappers sold captives to Europeans who held several coastal forts. The captives were usually force-marched to these ports along the western coast of Africa, where they were held for sale to the European or American slave traders. Typical slave ships contained several hundred slaves with about 30 crew members.
Diagram of a large slave ship. Thomas Clarkson: The cries of Africa to the inhabitants of Europe, 1822.
The male captives were normally chained together in pairs to save space; right leg to the next man’s left leg — while the women and children may have had somewhat more room. At best, captives were fed beans, corn, yams, rice, and palm oil. Slaves were typically fed one meal a day with water, if at all.
Slaves lived below the decks in conditions of squalor and indescribable horror. Disease spread and ill health was one of the biggest killers. Mortality rates were high, and death made conditions even worse. Many crew members avoided going into the hold because of the smell, the sights, and the sounds below deck. Even though the corpses were thrown overboard, living slaves might be shackled for hours and sometimes days to someone who was dead.
Current estimates are that about 12 million Africans were shipped across the Atlantic, although the number purchased by the traders was considerably higher, as the passage had a high death rate. Disease and starvation due to the length of the passage were the main contributors to the death toll, as diseases spread rapidly in the close-quarter compartments of the slave ships.
As a way to counteract disease, slaves were forced onto the deck of the ship for exercise. This frequently resulted in beatings from the crew because the slaves would be unwilling to dance for them or interact. These beatings would often be severe and could result in the slave dying or becoming more susceptible to diseases.
Slaves resisted in many ways. The two most common types of resistance were refusal to eat and suicide. Suicide was a frequent occurrence, often by refusal of food or medicine or jumping overboard, as well as by a variety of other opportunistic means.
Ottobah Cugoano, who was taken from Africa as a slave when he was a child, later wrote a book of his life and in it described an uprising aboard the ship on which he was transported to the West Indies:
“When we found ourselves at last taken away, death was more preferable than life, and a plan was concerted amongst us, that we might burn and blow up the ship, and to perish all together in the flames.”
Slave ships were designed and operated to prevent the slaves from revolting. Resistance among slaves usually ended in failure and participants in a rebellion were punished severely. Despite this, about one out of ten ships experienced some sort of rebellion.
Slavery
The first Africans to be brought to British North America landed in Virginia in 1619. They arrived on a Dutch ship that had captured them from the Spanish. These approximately 20 individuals appear to have been treated as indentured servants, and a significant number of enslaved Africans earned freedom by fulfilling a work contract or for converting to Christianity. Like European indentured servants at the completion of their contract, many of these first African Americans were each granted 50 acres (200,000 m2) of land when freed from their indentures, so they could raise their own tobacco or other crops.
By 1650, there were about 300 Africans living in Virginia, about 1% of an estimated 30,000 population of people of English and European ancestry. Some successful free people of color, such as Anthony Johnson, in turn acquired slaves or indentured servants for workers. Some historians say this evidence suggests that racial attitudes were much more flexible in 17th-century Virginia than they would later become.
From this early start, American slavery was born. Slavery was an institution that lasted for more than three hundred years under which African Americans could expect to be held for life as the property of their masters. This system evolved over time, gradually becoming more strict and regulated. It also varied from owner to owner – some masters may have been more gentle or cruel than others, more generous or stingy with food, etc… But at the end of the day, an enslaved person was regarded by the law as little more than a piece of livestock – property that was totally at the mercy, or lack thereof, of their master.
In the 1660s, the colonial legislature adopted a law stating that all children born in the colony would take the status of their mothers, regardless of who their father was. Thus children born to enslaved mothers would be enslaved, regardless of their ethnicity or paternity. This was contrary to English common law for children of parents who are both English subjects, in which the child takes status from the father. But the law also meant that mixed-race children born to white women were born free, and many families of free African Americans were descended from unions between white women and ethnic African men during the colonial era.
Slavery became a racial caste – a status determined at birth, for life.
The law developed in Virginia and later adopted in other colonies said that one’s status as either slave or free derived from one’s mother. This meant that both of the children depicted in this photo – from New Orleans in 1863 – were enslaved, despite the obvious European heritage of the girl on the right.
During the early 17th century, Virginia planters developed the commodity crop of tobacco as their chief export. It was a labor-intensive crop, and demand for it in England and Europe led to an increase in the importation of African slaves in the colony. By the mid-eighteenth century, there were 145,000 slaves in the Chesapeake Bay region, spread mostly on large plantations, as compared to 50,000 in the Spanish colony of Cuba, where they worked in urbanized settlements.
Enslaved African-Americans near their quarters during the middle of the nineteenth century.
The treatment of slaves in the varied by time and place, but was generally nothing that you would wish to experience – slavery was brutal and degrading. Slaves were punished by whipping, shackling, beating, mutilation, branding and/or imprisonment. Punishment was most often meted out in response to disobedience or perceived infractions, but masters or overseers sometimes abused slaves to assert dominance.
An 1850 publication provided slaveholders with guidance on how to produce the “ideal slave:”
Maintain strict discipline and unconditional submission.
Create a sense of personal inferiority, so that slaves “know their place.”
Instill fear.
Teach servants to take interest in their master’s enterprise.
Deprive access to education and recreation, to ensure that slaves remain uneducated, helpless, and dependent.
While conditions varied across time and place, slave quarters were usually very simple. This space would likely be occupied by an entire family.
Under slavery, planters and other slaveholders owned, controlled and sold entire families of slaves. The slave population increased in the southern United States as native-born slaves produced large families. Slaves were at a continual risk of losing family members if their owners decided to sell them for profit, punishment or to pay debts. Slaveholders also made gifts of slaves to grown children (or other family members), such as on the occasion of their marriage. Masters considered slave children ready to work and leave home as young as age 12 or 14.
A few slaves retaliated by murdering their owners and overseers, burning barns, and killing horses. These acts were rare, however, given the strong, harsh reactions from neighboring whites who worried that any act of defiance might lead to a full-scale slave rebellion. Work slowdowns were probably the most frequent form of resistance and hard to control – slaves deliberately worked at a pace fast enough not to get in trouble, but no faster.
Enslaved Africans were not a hidden secret – they were included in the advertisements for Virginia tobacco.
Bacon’s Rebellion
The Burning of Jamestown by Howard Pyle, c. 1905.
Bacon’s Rebellion was an armed rebellion in 1676 by Virginia settlers led by Nathaniel Bacon against the rule of Royal Governor William Berkeley. The governor’s dismissive policy with regard to land on its western frontier, along with other challenges including leaving Bacon out of his inner circle, refusing to allow Bacon to be a part of his fur trade with the Native Americans, and a lack of colonial response to Doeg American Indian attacks, helped to motivate a popular uprising against Berkeley, who had failed to address the demands of the colonists regarding their safety.
A thousand Virginians of all classes and races rose up in arms against Berkeley, attacking Indians, chasing Berkeley from Jamestown, Virginia, and ultimately torching the capital. The rebellion was first suppressed by a few armed merchant ships from London whose captains sided with Berkeley and the loyalists. Government forces from England arrived soon after and spent several years defeating pockets of resistance and reforming the colonial government to be once more under direct royal control.
It was the first rebellion in the American colonies in which discontented frontiersmen took part. The alliance between indentured servants and Africans (most enslaved until death or freed), united by their bond-servitude, disturbed the ruling class, who responded by hardening the racial caste of slavery in an attempt to divide the two races from subsequent united uprisings with the passage of the Virginia Slave Codes of 1705. While the farmers did not succeed in their initial goal of driving the Indians from Virginia, the rebellion did result in Berkeley being recalled to England.
The American force left St. Marks and continued to attack Indian villages. It captured Alexander George Arbuthnot, a Scottish trader who worked out of the Bahamas and supplied the Indians, and Robert Ambrister, a former Royal Marine and self-appointed British agent, as well as the Indian leaders Josiah Francis and Homathlemico. All four were eventually executed. Jackson’s forces also attacked villages occupied by runaway slaves along the Suwannee River.
Slaves lived below the decks in conditions of squalor and indescribable horror. Disease spread and ill health was one of the biggest killers. Mortality rates were high, and death made conditions even worse. Many crew members avoided going into the hold because of the smell, the sights, and the sounds below deck. Even though the corpses were thrown overboard, living slaves might be shackled for hours and sometimes days to someone who was dead.
From this early start, American slavery was born. Slavery was an institution that lasted for more than three hundred years under which African Americans could expect to be held for life as the property of their masters. This system evolved over time, gradually becoming more strict and regulated. It also varied from owner to owner – some masters may have been more gentle or cruel than others, more generous or stingy with food, etc… But at the end of the day, an enslaved person was regarded by the law as little more than a piece of livestock – property that was totally at the mercy, or lack thereof, of their master.
open ended social studies 
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