The United States: An Open Ended History is a free online history textbook adapted and expanded upon from open sources. Its chapters are designed to address most state standards, splitting the difference between overarching themes, concise summary, and the kinds of vivid, personal details that make history memorable to the average student. Please use and share freely – to supplement or replace what you have at hand.
One – A Not So-Distant Past: Native America (Until 1600)
What is the leading theory for how Native Americans populated the Americas? Why can’t modern people be sure?
What are the Three Sisters? Why do they work so well together?
What evidence do we have for the complexity of ancient Native American societies?Is it meaningful to say that Native Americans were more primitive than Europeans of the same time period?
Write a brief paragraph about the Native American group that once (or currently) occupied the land that is now your town.
Settlement of the Americas
During recent ice ages, as large amounts of water were trapped on land as glaciers, ocean levels around the world were much lower than they are today. The narrow, shallow channel between Alaska and Siberia – known today as the Bering Strait – was a dry, grassland steppe. Asian nomads are thought to have entered the Americas via this Bering Land Bridge (Beringia), and possibly along the coast via canoes or other boats. These nomads were the ancestors of the first Native Americans – the indigenous peoples of the Americas, also known as Amerindians.
Exactly how and when Native Americans arrived in the Americas may never be known with certainty. This process may have included more than one migration event from Asia, but the fact of the matter is that no Native American group had a system of writing at the time of their migration. This means that the Americas were populated in prehistoric times – a time before written records. Instead, what we know about this ancient past comes from genetics – the study of how DNA varies between groups, linguistics – the study of how language varies between groups, and archeology – the study of human history and prehistory through the excavation of sites and the analysis of artifacts and other physical remains.
Genetic evidence found in Native Americans’ mitochondrial DNA (mtDNA) – distinctive genetic markers passed from mother to child, down through generations – supports the theory of multiple genetic populations migrating from Asia. Over the course of millennia, Paleo-Indians spread throughout North and South America. Exactly when the first people migrated into the Americas is the subject of much debate. One of the earliest identifiable cultures was the Clovis culture, with sites dating from some 13,000 years ago. However, older sites dating back to 20,000 years ago have been claimed. Some genetic studies estimate the colonization of the Americas dates from between 40,000 and 13,000 years ago.
Artifacts have been found in both North and South America which have been dated to 14,000 years ago, and accordingly humans have been proposed to have reached Cape Horn at the southern tip of South America by this time. In that case, the Eskimo peoples would have arrived separately and at a much later date, probably no more than 2,000 years ago, moving across the ice from Siberia into Alaska.
The North American climate was unstable as the ice age receded. It finally stabilized by about 10,000 years ago; climatic conditions were then very similar to today’s. Within this time frame, roughly pertaining to the Archaic Period, numerous archaeological cultures have been identified.
The unstable climate led to widespread migration, with early Native Americans soon spreading throughout the Americas, diversifying into many hundreds of culturally distinct tribes. These early Native Americans were hunter-gatherers, likely characterized by small, mobile bands consisting of approximately 20 to 50 members of an extended family. These groups moved from place to place as preferred resources were depleted and new supplies were sought. During much of this Paleo-Indian period, bands are thought to have subsisted primarily through hunting now-extinct giant land animals such as mastodon and ancient bison. Paleo-Indian groups carried a variety of tools, including distinctive projectile points and knives (the Clovis point), as well as less distinctive butchering and hide-scraping implements.
The vastness of the North American continent, and the variety of its climates, ecology, vegetation, fauna, and landforms, led ancient peoples to coalesce into many distinct linguistic and cultural groups. This is reflected in the oral histories of the indigenous peoples, described by a wide range of traditional creation stories which often say that a given people have been living in a certain territory since the creation of the world.
The Three Sisters
Over the course of thousands of years, Native American people domesticated, bred, and cultivated a number of plant species, including crops which now constitute 50–60% of worldwide agriculture, most notably the Three Sisters – maize (corn), squash, and beans.
In a technique known as companion planting the three crops are planted close together. Flat-topped mounds of soil are built for each cluster of crops. Each mound is about 12 inches high and 20 inches wide. Several maize seeds are planted close together in the center of each mound. When the maize is 6 inches tall, beans and squash are planted around the maize, alternating between the two kinds of seeds. The development of this agricultural knowledge took place over 5,000–6,500 years. Squash was domesticated first, around 8,000-10,000 years ago, with maize second (at first consumed primarily in the form of popcorn), and then beans.
The three crops benefit from each other. The maize provides a structure for the beans to climb, eliminating the need for poles or lattices which are more commonly used today. The beans provide the nitrogen to the soil that the other plants use, and the squash plant spreads along the ground, blocking the sunlight, helping prevent the establishment of weeds. The squash leaves also act as a “living mulch,” creating a microclimate to retain moisture in the soil, and the prickly hairs of the vine deter pests.
Not only do these the Three Sisters grow symbiotically, they provide an almost complete nutritional package. Maize, beans, and squash contain complex carbohydrates, essential fatty acids and all eight essential amino acids, allowing most Native Americans tribes to thrive on a plant-based diet. Author Charles C. Mann explains, “Maize lacks the amino acids lysine and tryptophan, which the body needs to make proteins and niacin;…. Beans have both lysine and tryptophan…. Squashes, for their part, provide an array of vitamins; avocados, fats.”
In general, Arctic, Subarctic, and coastal peoples continued to live as hunters and gatherers, while agriculture was adopted in more temperate and sheltered regions, permitting a dramatic rise in population.
Most Native Americans shaped their environment with fire, employing slash-and-burn techniques to create grasslands for cultivation and to encourage the abundance of game animals. Native Americans domesticated fewer animals and cultivated plant life differently from their European counterparts, but did so quite intensively.
After the migration or migrations from Asia, it was several thousand years before the first complex societies arose, the earliest emerging possibly seven to eight thousand years ago. As early as 6500 BCE, people in the Lower Mississippi Valley were building complex earthwork mounds, probably for religious purposes.
Since the late twentieth century, archeologists have explored and dated these sites. They have found that they were built by hunter-gatherer societies, whose people occupied the sites on a seasonal basis, and who had not yet developed ceramics. Watson Brake, a large complex of eleven platform mounds in modern day Louisiana, was constructed beginning 3400 BCE and added to over 500 years. This has changed earlier assumptions that complex construction arose only after societies had adopted agriculture, become sedentary, with stratified hierarchy and usually ceramics. These ancient people had organized to build complex mound projects under a different social structure.
Mound building was continued by succeeding cultures, who built numerous sites in the middle Mississippi and Ohio River valleys as well, adding effigy mounds, conical and ridge mounds and other shapes.
Native Americans built monumental earthwork architecture and established continent-spanning trade networks – systems of waterways, paths, and meeting points (markets) that allow different regions and societies to exchange goods.
The Mississippian culture was spread across the Southeast and Midwest from the Atlantic coast to the edge of the plains, from the Gulf of Mexico to the Upper Midwest, although most intensively in the area along the Mississippi River and Ohio River. One of the distinguishing features of this culture was the construction of complexes of large earthen mounds and grand plazas, continuing the moundbuilding traditions of earlier cultures. They grew maize and other crops intensively, participated in an extensive trade network and had a complex stratified society. The Mississippians first appeared around 1000 CE.
The largest urban site of this people, Cahokia—located near modern East St. Louis, Illinois—may have reached a population of over 20,000. Other chiefdoms were constructed throughout the Southeast, and its trade networks reached to the Great Lakes and the Gulf of Mexico. At its peak, between the 12th and 13th centuries, Cahokia was the most populous city in North America. (Larger cities did exist in Mesoamerica and South America.) Monk’s Mound, the major ceremonial center of Cahokia, remains the largest earthen construction of the prehistoric Americas. The culture reached its peak in about 1200–1400 CE, and in most places, it seems to have been in decline before the arrival of Europeans.
Many Mississippian peoples were encountered by the expedition of Spaniard Hernando de Soto in the 1540s, mostly with disastrous results for both sides. Unlike the Spanish expeditions in Mesoamerica, which conquered vast empires with relatively few men, the de Soto expedition wandered the American Southeast for four years, becoming more bedraggled, losing more men and equipment, and eventually arriving in Mexico at a fraction of its original size. The local people fared much worse though, as the fatalities of diseases introduced by the expedition devastated the populations and produced much social disruption. By the time Europeans returned a hundred years later, nearly all of the Mississippian groups had vanished, and vast swaths of their territory were virtually uninhabited.
It is important to remember that while these Native American societies were ancient, it would be a mistake to regard them as simple or primitive. Their technologies and techniques were well-adapted to their environment. They developed over time. There is a popular idea that European technologies of the 1500s were inherently superior to those of Native Americans, but it is probably more useful to think of them as suited to different purposes.
For example, Native Americans considered early European guns to be little more than “noisemakers”, and concluded they were more difficult to aim than arrows. Noted colonist John Smith of the southern Jamestown colony noted that “the awful truth … it [a gun] could not shoot as far as an arrow could fly”. Moccasins were more comfortable and sturdy than the boots Europeans wore, and were preferred by most during that era because their padding offered a more silent approach to warfare and hunting; canoes could be paddled faster and were more maneuverable on rivers and lakes than any European boats, which were better suited to ocean travel.
“the Fugitive Slave Law of 1850 penalized officials who did not arrest an alleged runaway slave, and made them liable to a fine of $1,000 (about $29,000 in present-day value). Law-enforcement officials everywhere were required to arrest people suspected of being a runaway slave on as little as a claimant‘s sworn testimony of ownership. The suspected slave could not ask for a jury trial or testify on his or her own behalf. In addition, any person aiding a runaway slave by providing food or shelter was subject to six months’ imprisonment and a $1,000 fine. Officers who captured a fugitive slave were entitled to a bonus or promotion for their work.
Slave owners needed only to supply an affidavit to a Federal marshal to capture an escaped slave. Since a suspected slave was not eligible for a trial, the law resulted in the kidnapping and conscription of free blacks into slavery, as suspected fugitive slaves had no rights in court and could not defend themselves against accusations.”
You’ve probably grown up seeing political ads on TV. Most of these are sponsored by PACs or Political Action Committees – groups that aren’t candidates in an election, but wish to influence the outcome with money spent on advertisements.
Imagine that TV and PACs existed in 1850. Create a television spot either opposing or supporting the Compromise of 1850. In your ad, be sure to explain the components of the compromise. Also mention the alternatives – do you have a better plan, or are there alternatives worse than the unpalatable elements found in the compromise. Be creative, but in order to get 100% on this assignment, in addition to taking an editorial point of view, you will need to include lots of rich historical details, such as who in Congress supports this compromise, who opposes it, and why.TV ads should be one to two minutes in length. They may be filmed and uploaded to YouTube or performed in class.
For writing (Approximately 250 words): In politics, is it better to compromise to solve disputes, even if that compromise is ugly, or is it better to “stay the course” – sticking to your beliefs about what is right, no matter what, even if it means greater conflict and division? Make sure that your answer uses historical examples such as the Compromise of 1850.
Based on his words in the Gettysburg Address and his second Inaugural Address, what purpose did Lincoln see in the Civil War?
Why did Sherman march to the sea?
What did the Freedman’s Bureau do?
What were Black Codes?
What do the 13th, 14th, and 15th Amendments do?
During the Civil War, the Confederate Army under Robert E. Lee scored numerous tactical victories. Like his distant relation George Washington who was over-matched by the British during the Revolutionary War, Lee was most skilled at ensuring that no single Confederate defeat was decisive. On the other hand, the much more populous Union simply mustered new armies and tried again after each battle. Believing that the North’s crushing defeat at Chancellorsville gave him his chance to go on the offensive, Lee struck northward into Pennsylvania at the beginning of July 1863, almost reaching the state capital at Harrisburg. A strong Union force intercepted him at Gettysburg, where, in a titanic three‑day battle—the largest of the Civil War—the Confederates made a valiant effort to break the Union lines. They failed, and on July 4 Lee’s army, after crippling losses, retreated behind the Potomac. The Battle of Gettysburg would be the last serious Southern offensive of the war. From that time onward, the war was entirely defensive on their part.
More than 3,000 Union soldiers and almost 4,000 Confederates died at Gettysburg; wounded and missing totaled more than 20,000 on each side. On November 19, 1863, Lincoln dedicated a new national cemetery there with perhaps the most famous address in U.S. history, his so-called Gettysburg Address, running approximately 250 words. This speech elevated the symbolic meaning of the war, serving as a reaffirmation of the ideals set forth in the Declaration of Independence. Lincoln speak of “a new birth of freedom” – a second chance to actually live up to the promise that all men are created equal, not in Jefferson’s limited sense of those words, but in a more modern sense that you and I would recognize:
“Four score and seven years ago our fathers brought forth on this continent, a new nation, conceived in Liberty, and dedicated to the proposition that all men are created equal.
Now we are engaged in a great civil war, testing whether that nation, or any nation so conceived and so dedicated, can long endure. We are met on a great battle-field of that war. We have come to dedicate a portion of that field, as a final resting place for those who here gave their lives that that nation might live. It is altogether fitting and proper that we should do this.
But, in a larger sense, we can not dedicate—we can not consecrate—we can not hallow—this ground. The brave men, living and dead, who struggled here, have consecrated it, far above our poor power to add or detract. The world will little note, nor long remember what we say here, but it can never forget what they did here. It is for us the living, rather, to be dedicated here to the unfinished work which they who fought here have thus far so nobly advanced. It is rather for us to be here dedicated to the great task remaining before us—that from these honored dead we take increased devotion to that cause for which they gave the last full measure of devotion—that we here highly resolve that these dead shall not have died in vain—that this nation, under God, shall have a new birth of freedom—and that government of the people, by the people, for the people, shall not perish from the earth.”
On the Mississippi, Union control had been blocked at Vicksburg, where the Confederates had strongly fortified themselves on bluffs too high for naval attack. In early 1863 Grant began to move below and around Vicksburg, subjecting it to a six‑week siege. On July 4, he captured the town, together with the strongest Confederate Army in the West. The river was now entirely in Union hands. The Confederacy was broken in two, and it became almost impossible to bring supplies from Texas and Arkansas.
The Northern victories at Vicksburg and Gettysburg in July 1863 marked the turning point of the war, although the bloodshed continued unabated for more than a year-and-a-half.
Lincoln brought Grant east and made him commander-in-chief of all Union forces. In May 1864 Grant advanced deep into Virginia and met Lee’s Confederate Army in the three-day Battle of the Wilderness. Losses on both sides were heavy, but unlike other Union commanders, Grant refused to retreat.
In the West, Union forces gained control of Tennessee in the fall of 1863 with victories at Chattanooga and nearby Lookout Mountain, opening the way for General William T. Sherman to invade Georgia – his so-called March to the Sea. Sherman outmaneuvered several smaller Confederate armies, occupied the state capital of Atlanta, then marched to the Atlantic coast, systematically destroying railroads, factories, warehouses, and other facilities in his path. He also liberated slaves under the authority of the Emancipation Proclamation – all of this reduced Southern capacity to feed and supply itself and brought the destruction of war to its homefront. Sherman said, “I will make Georgia howl!” His men, cut off from their normal supply lines, ravaged the countryside for food. From the coast, Sherman marched northward; by February 1865, he had taken Charleston, South Carolina, where the first shots of the Civil War had been fired. Sherman, more than any other Union general, understood that destroying the will and morale of the South was as important as defeating its armies.
With Malice Toward None
For the North, the war produced a still greater hero in Abraham Lincoln—a man eager, above all else, to weld the Union together again, not by force and repression but by warmth and generosity. In 1864 he had been elected for a second term as president, defeating his Democratic opponent, George McClellan, the general he had dismissed after Antietam.
At a time when victory over secessionists in the American Civil War was within days and slavery in all of the Union was near an end, Lincoln did not speak of happiness, but of sadness. He sought to avoid harsh treatment of the defeated South by reminding his listeners of how wrong both sides had been in imagining what lay before them when the war began four years earlier. Lincoln balanced that rejection of triumphalism, however, with recognition of the unmistakable evil of slavery, envisioning the war as the nation’s penance. Lincoln’s second inaugural address closed with these words:
“Fondly do we hope—fervently do we pray—that this mighty scourge of war may speedily pass away. Yet, if God wills that it continue, until all the wealth piled by the bond-man’s 250 years of unrequited toil shall be sunk, and until every drop of blood drawn with the lash, shall be paid by another drawn with the sword, as was said 3,000 years ago, so still it must be said, “the judgments of the Lord, are true and righteous altogether”. With malice toward none; with charity for all; with firmness in the right, as God gives us to see the right, let us strive on to finish the work we are in; to bind up the nation’s wounds; to care for him who shall have borne the battle, and for his widow, and his orphan—to do all which may achieve and cherish a just and lasting peace, among ourselves, and with all nations.”
Peace at Last
Grant, meanwhile, lay siege to Petersburg, Virginia for nine months, before Lee, in March 1865, knew that he had to abandon both Petersburg and the Confederate capital of Richmond in an attempt to retreat south. But it was too late. On April 9, 1865, surrounded by huge Union armies, Lee surrendered to Grant at the town of Appomattox Courthouse. Although scattered fighting continued elsewhere for several months, the Civil War was over.
The terms of surrender at Appomattox were magnanimous, and on his return from his meeting with Lee, Grant quieted the noisy demonstrations of his soldiers by reminding them: “The rebels are our countrymen again.” The war for Southern independence had become the “lost cause,” whose hero, Robert E. Lee, had won wide admiration through the brilliance of his leadership and his greatness in defeat.
Two days after Lee’s surrender, Lincoln delivered his last public address, in which he unfolded a generous reconstruction policy. On April 14, 1865, the president held what was to be his last Cabinet meeting. That evening—with his wife and a young couple who were his guests—he attended a performance at Ford’s Theater. There, as he sat in the presidential box, he was assassinated by John Wilkes Booth, a Virginia actor embittered by the South’s defeat. Booth was killed in a shootout two weeks later in a barn in the Virginia countryside. His accomplices were captured and later executed.
Lincoln died in a downstairs bedroom of a house across the street from Ford’s Theater on the morning of April 15.
The first great task confronting the victorious North—now under the leadership of Lincoln’s vice president, Andrew Johnson, a Southerner who remained loyal to the Union—was to determine the status of the states that had seceded. Lincoln had already set the stage. In his view, the people of the Southern states had never legally seceded; they had been misled by some disloyal citizens into a defiance of federal authority. And since the war was the act of individuals, the federal government would have to deal with these individuals and not with the states. Thus, in 1863 Lincoln proclaimed that if in any state 10 percent of the voters of record in 1860 would form a government loyal to the U.S. Constitution and would acknowledge obedience to the laws of the Congress and the proclamations of the president, he would recognize the government so created as the state’s legal government.
Congress rejected this plan. Many Republicans feared it would simply entrench former rebels in power; they challenged Lincoln’s right to deal with the rebel states without consultation. Some members of Congress advocated severe punishment for all the seceded states; others simply felt the war would have been in vain if the old Southern establishment was restored to power. Yet even before the war was wholly over, new governments had been set up in Virginia, Tennessee, Arkansas, and Louisiana.
To deal with one of its major concerns—the condition of former slaves—Congress established the Freedmen’s Bureau in March 1865 to act as guardian over African Americans and guide them toward self-support. And in December of that year, Congress ratified the 13th Amendment to the U.S. Constitution, which banned slavery except as punishment for a crime.
Throughout the summer of 1865 Johnson proceeded to carry out Lincoln’s reconstruction program, with minor modifications. By presidential proclamation he appointed a governor for each of the former Confederate states and freely restored political rights to many Southerners through use of presidential pardons.
In due time conventions were held in each of the former Confederate states to repeal the ordinances of secession and draft new state constitutions. Johnson called upon each convention to invalidate the secession, free all slaves within their borders, and ratify the 13th Amendment.
Wide public support in the North gradually developed for those members of Congress who believed that African Americans should be given full citizenship. Congress passed a 14th Amendment to the Constitution, stating that “all persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the State wherein they reside.” This repudiated the Dred Scott ruling, which had denied slaves their right of citizenship.
All the Southern state legislatures, with the exception of Tennessee, refused to ratify the amendment, some voting against it unanimously. In addition, Southern state legislatures passed “Black Codes” to regulate the African-American freedmen. The codes differed from state to state, but some provisions were common. African Americans across the South were required to enter into annual labor contracts with white landowners, often their former masters, with penalties of jail imposed in case of violation; children were subject to compulsory apprenticeship and corporal punishments by masters; vagrants could be sold into private service if they could not pay severe fines.
Many Northerners interpreted the Southern response as an attempt to reestablish slavery and repudiate the hard-won Union victory in the Civil War. It did not help that Johnson, although a Unionist, was a Southern Democrat with an addiction to intemperate rhetoric and an aversion to political compromise. Republicans swept the congressional elections of 1866. Firmly in power, the Radicals imposed their own vision of Reconstruction.
In the Reconstruction Act of March 1867, Congress, ignoring the governments that had been established in the Southern states, divided the South into five military districts, each administered by a Union general. Escape from permanent military government was open to those states that established civil governments, ratified the 14th Amendment, and adopted African-American suffrage. Supporters of the Confederacy who had not taken oaths of loyalty to the United States generally could not vote. The 14th Amendment was ratified in 1868. The 15th Amendment, passed by Congress the following year and ratified in 1870 by state legislatures, provided that “The right of citizens of the United States to vote shall not be denied or abridged by the United States or any state on account of race, color, or previous condition of servitude.”
The word slavery would die with the 13th Amendment, but the practice would continue – barely altered – using tools like Black Codes, tenant farming, debt, segregation, lynching, police intimidation, mass incarceration, and other forms of extralegal violence well into the 1960s and beyond. Slavery had ended, but institutional racism would live on into the modern day.
What was the point of the tariffs passed under the American System?
Who liked these tariffs, and who did not?
What did canals and railroads do for the United States?
What was the argument that led to the Missouri Compromise?
How did the Missouri Compromise resolve this dispute?
The Era of Good Feelings
The War of 1812 was, in a sense, a second war of independence that confirmed once and for all the American break with England. With its conclusion, many of the serious difficulties that the young republic had faced since the Revolution disappeared. National union under the Constitution brought a balance between liberty and order. With a low national debt and a continent awaiting exploration, the prospect of peace, prosperity, and social progress opened before the nation.
National pride and the lull in partisanship following the collapse of the Federalist Party led to a period often called the Era of Good Feelings.
Riding on the wave of newfound national pride, politicians such as Henry Clay of Kentucky, John C. Calhoun of South Carolina, and John Q. Adams of Massachusetts, following in Alexander Hamilton’s footsteps, pushed an agenda to strengthen and unify the nation. The system, which came to be known as the American System, called for high tariffs to protect American industry and high land prices to generate additional federal revenue. The plan also called for strengthening the nation’s infrastructure, such as roads and canals, which would be financed by tariffs and land revenue. The improvements would make trade easier and faster. Finally, the plan called for maintaining the Second Bank of the United States (chartered in 1816 for 20 years) to stabilize the currency and the banking system, as well as the issuance of sovereign credit. Congress also passed a protective tariff to aid industries that had flourished during the war of 1812 but were now threatened by the resumption of over seas trade. The Tariff of 1816 levied taxes on imported woolens and cottons, as well as on iron, leather, hats, papers, and sugar.
Although portions of the system were adopted (for example, 20-25% taxes on foreign goods, which encouraged consumption of relatively cheaper American goods), others met with roadblocks. Only two major infrastructure achievements were made in the form of the Cumberland Road and the Erie Canal. The Cumberland Road stretched between Baltimore and the Ohio River, facilitating ease of travel, trade, and providing a gateway to the West for settlement. The Erie Canal extended from the Hudson River at Albany, New York, to Buffalo, New York, at Lake Erie, thus vastly improving the speed and efficiency of water travel in the northeast.
Opposition to the American System mostly came from the West and the South. Clay argued, however, that the West should support the plan because urban workers in the northeast would be consumers of Western food, and the South should support it because of the market for the manufacture of cotton in northeastern factories. The South, however, strongly opposed tariffs and had a strong British market for cotton anyway.
In short, the American System met with mixed results over the 1810s and 1820s due to various obstacles, but in the end, American industry benefited, and growth ensued.
During the early part of the 19th century individual states were finally able to build better infrastructure. The 1790s had seen the construction of two toll roads, Pennsylvania’s Philadelphia and Lancaster Turnpike and New York State’s Great Western Turnpike. Now states such as Virginia, North Carolina, and Massachusetts built canals, vast artificial waterways to move vast quantities of goods and people. Unlike the rivers, canals were maintained without shallows or rapids through the use of locks and dams to maintain water height. Whereas steamboats had to fight the current, canal boats were drawn by horses or oxen along their placid way. In 1817 New York State authorized construction of the great Erie Canal. With the aid of roads, steamships and canals, people and goods could be swept from inner towns to the great East Coast markets, and to ships going abroad.
The increased levels of trade and manufacturing resulted in what has been termed the Market Revolution – no longer were individual Americans subsisting or trading only on a local level, but increasing numbers of them were driven by the promise of profit that could result from long distance, large scale trade. This would give rise to the first true factories, as well as to the idea that people might work in factories for wages, rather than make their own hours on their own farms.
The Second Great Awakening
By the end of the 18th century, many educated Americans no longer professed traditional Christian beliefs. In reaction to the secularism of the age, a religious revival spread westward in the first half of the 19th century.
This “Second Great Awakening” consisted of several kinds of activity, distinguished by locale and expression of religious commitment. In New England, the renewed interest in religion inspired a wave of social activism. In western New York, the spirit of revival encouraged the emergence of new denominations. In the Appalachian region of Kentucky and Tennessee, the revival strengthened the Methodists and the Baptists, and spawned a new form of religious expression—the camp meeting.
In contrast to the Great Awakening of the 1730s, the revivals in the East were notable for the absence of hysteria and open emotion. Rather, unbelievers were awed by the “respectful silence” of those bearing witness to their faith. The evangelical enthusiasm in New England gave rise to interdenominational missionary societies, formed to evangelize the West. Members of these societies not only acted as apostles for the faith, but as educators, civic leaders, and exponents of Eastern, urban culture. Publication and education societies promoted Christian education. Most notable among them was the American Bible Society, founded in 1816. Social activism inspired by the revival gave rise to groups working toward the abolition of slavery and the Society for the Promotion of Temperance, as well as to efforts to reform prisons and care for the handicapped and mentally ill.
Western New York, from Lake Ontario to the Adirondack Mountains, had been the scene of so many religious revivals in the past that it was known as the “Burned-Over District.” Two important religious denominations in America—the Mormons and the Seventh Day Adventists—got their start here. After a great deal of violence and persecution from more traditional Christians, Mormons would find their way west, isolating themselves in the relative safety of the remote Salt Lake region.
In the Appalachian region, the revival took on characteristics similar to the Great Awakening of the previous century. But here, the center of the revival was the camp meeting, a religious service of several days’ length, for a group that was obliged to take shelter on the spot because of the distance from home. Pioneers in thinly populated areas looked to the camp meeting as a refuge from the lonely life on the frontier. The sheer exhilaration of participating in a religious revival with hundreds and perhaps thousands of people inspired the dancing, shouting, and singing associated with these events. Probably the largest camp meeting was at Cane Ridge, Kentucky, in August 1801; between 10,000 and 25,000 people attended.
The Second Great Awakening exercised a profound impact on American history. The numerical strength of the Baptists and Methodists rose relative to that of the denominations dominant in the colonial period—Anglicans, Presbyterians, and Congregationalists. The growing differences within American Protestantism reflected the growth and diversity of an expanding nation.
Extension of slavery
Slavery, which up to now had received little public attention, began to assume much greater importance as a national issue. In the early years of the republic, when the Northern states were providing for immediate or gradual emancipation of the slaves, many leaders had supposed that slavery would die out. In 1786 George Washington wrote that he devoutly wished some plan might be adopted “by which slavery may be abolished by slow, sure, and imperceptible degrees.” Virginians Jefferson, Madison, and Monroe and other leading Southern statesmen made similar statements.
The Northwest Ordinance of 1787 had banned slavery in the Northwest Territory. As late as 1808, when the international slave trade was abolished, there were many Southerners who thought that slavery would soon end. The expectation proved false, for during the next generation, the South became solidly united behind the institution of slavery as new economic factors made slavery far more profitable than it had been before 1790.
Chief among these was the rise of a great cotton-growing industry in the South, stimulated by the introduction of new types of cotton and by Eli Whitney’s invention in 1793 of the cotton gin, which separated the seeds from cotton. At the same time, the Industrial Revolution, which made textile manufacturing a large-scale operation, vastly increased the demand for raw cotton. And the opening of new lands in the West after 1812 greatly extended the area available for cotton cultivation. Cotton culture moved rapidly from the Tidewater states on the East Coast through much of the lower South to the delta region of the Mississippi and eventually to Texas.
Sugar cane, another labor‑intensive crop, also contributed to slavery’s extension in the South. The rich, hot lands of southeastern Louisiana proved ideal for growing sugar cane profitably. By 1830 the state was supplying the nation with about half its sugar supply. Finally, tobacco growers moved westward, taking slavery with them.
As the free society of the North and the slave society of the South spread westward, it became politically necessary to maintain a rough equality among the new states carved out of western territories. In 1818, when Illinois was admitted to the Union, 10 states permitted slavery and 11 states prohibited it; but balance was restored after Alabama was admitted as a slave state. Population was growing faster in the North, which permitted Northern states to have a clear majority in the House of Representatives. However, equality between the North and the South was maintained in the Senate.
In 1819 Missouri, which had 10,000 slaves, applied to enter the Union. Northerners rallied to oppose Missouri’s entry except as a free state, and a storm of protest swept the country. For a time Congress was deadlocked, but Henry Clay arranged the so-called Missouri Compromise: Missouri was admitted as a slave state at the same time Maine came in as a free state. In addition, Congress banned slavery from the territory acquired by the Louisiana Purchase north of Missouri’s southern boundary. At the time, this provision appeared to be a victory for the Southern states because it was thought unlikely that this “Great American Desert” would ever be settled. The controversy was temporarily resolved, but Thomas Jefferson wrote to a friend that “this momentous question, like a fire bell in the night, awakened and filled me with terror. I considered it at once as the knell of the Union.”
What was one weakness of the Articles of Confederation?
What did the Northwest Ordinance say about slavery?
Why was Daniel Shays upset?
Why wasn’t the government easily able to stop Shays’ Rebellion?
The Articles of Confederation
The struggle with England had done much to change colonial attitudes. Local assemblies had rejected the Albany Plan of Union in 1754, refusing to surrender even the smallest part of their autonomy to any other body, even one they themselves had elected. But in the course of the Revolution, mutual aid had proved effective, and the fear of relinquishing individual authority had lessened to a large degree.
John Dickinson produced the “Articles of Confederation and Perpetual Union” in 1776. The Continental Congress adopted them in November 1777, and they went into effect in 1781, having been ratified by all the states. Reflecting the fragility of a nascent sense of nationhood, the Articles provided only for a very loose union. The national government lacked the authority to set up tariffs, to regulate commerce, and to levy taxes. It possessed scant control of international relations: A number of states had begun their own negotiations with foreign countries. Nine states had their own armies, several their own navies, and there was no U.S. army. In the absence of a sound common currency, the new nation conducted its commerce with a curious hodgepodge of coins and a bewildering variety of state and national paper bills, all fast depreciating in value.
With the end of the Revolution, the United States again had to face the old unsolved Western question, the problem of expansion, with its complications of land, fur trade, Indians, settlement, and local government. Lured by the richest land yet found in the country, pioneers poured over the Appalachian Mountains and beyond. By 1775 the far-flung outposts scattered along the waterways had tens of thousands of settlers. Separated by mountain ranges and hundreds of kilometers from the centers of political authority in the East, the inhabitants established their own governments. Settlers from all the Tidewater states pressed on into the fertile river valleys, hardwood forests, and rolling prairies of the interior. By 1790 the population of the trans-Appalachian region numbered well over 120,000.
Before the war, several colonies had laid extensive and often overlapping claims to land beyond the Appalachians. To those without such claims this rich territorial prize seemed unfairly apportioned. Maryland, speaking for the latter group, introduced a resolution that the western lands be considered common property to be parceled by the Congress into free and independent governments. This idea was not received enthusiastically. Nonetheless, in 1780 New York led the way by ceding its claims. In 1784 Virginia, which held the grandest claims, relinquished all land north of the Ohio River. Other states ceded their claims, and it became apparent that Congress would come into possession of all the lands north of the Ohio River and west of the Allegheny Mountains. This common possession of millions of hectares was the most tangible evidence yet of nationality and unity, and gave a certain substance to the idea of national sovereignty. At the same time, these vast territories were a problem that required solution.
The Confederation Congress established a system of limited self-government for this new national Northwest Territory. The Northwest Ordinance of 1787 provided for its organization, initially as a single district, ruled by a governor and judges appointed by the Congress. When this territory had 5,000 free male inhabitants of voting age, it was to be entitled to a legislature of two chambers, itself electing the lower house. In addition, it could at that time send a nonvoting delegate to Congress. Three to five states would be formed as the territory was settled. Whenever any one of them had 60,000 free inhabitants, it was to be admitted to the Union “on an equal footing with the original states in all respects.” The ordinance guaranteed civil rights and liberties, encouraged education, and prohibited slavery or other forms of involuntary servitude.
The new policy repudiated the time-honored concept that colonies existed for the benefit of the mother country, were politically subordinate, and peopled by social inferiors. Instead, it established the principle that colonies (“territories”) were an extension of the nation and entitled, not as a privilege but as a right, to all the benefits of equality.
The success of the Revolution gave Americans the opportunity to give legal form to their ideals as expressed in the Declaration of Independence, and to remedy some of their grievances through state constitutions. As early as May 10, 1776, Congress had passed a resolution advising the colonies to form new governments “such as shall best conduce to the happiness and safety of their constituents.” Some of them had already done so, and within a year after the Declaration of Independence, all but three had drawn up constitutions.
The new constitutions showed the impact of democratic ideas. None made any drastic break with the past, since all were built on the solid foundation of colonial experience and English practice. But each was also animated by the spirit of republicanism, an ideal that had long been praised by Enlightenment philosophers.
Naturally, the first objective of the framers of the state constitutions was to secure those “unalienable rights” whose violation had caused the former colonies to repudiate their connection with Britain. Thus, each constitution began with a declaration or bill of rights. Virginia’s, which served as a model for all the others, included a declaration of principles: popular sovereignty, rotation in office, freedom of elections, and an enumeration of fundamental liberties: moderate bail and humane punishment, speedy trial by jury, freedom of the press and of conscience, and the right of the majority to reform or alter the government.
Other states enlarged the list of liberties to freedom of speech, of assembly, and of petition. Their constitutions frequently included such provisions as the right to bear arms, to a writ of habeas corpus, to inviolability of domicile, and to equal protection under the law. Moreover, all prescribed a three-branch structure of government—executive, legislative, and judiciary—each checked and balanced by the others. Pennsylvania’s constitution was the most radical. In that state, Philadelphia artisans, Scots-Irish frontiersmen, and German-speaking farmers had taken control. The provincial congress adopted a constitution that permitted every male taxpayer and his sons to vote, required rotation in office (no one could serve as a representative more than four years out of every seven), and set up a single-chamber legislature.
The state constitutions had some glaring limitations, particularly by more recent standards. Constitutions established to guarantee people their natural rights did not secure for everyone the most fundamental natural right—equality. The colonies south of Pennsylvania excluded their slave populations from their inalienable rights as human beings. Women had no political rights. No state went so far as to permit universal male suffrage, and even in those states that permitted all taxpayers to vote (Delaware, North Carolina, and Georgia, in addition to Pennsylvania), office-holders were required to own a certain amount of property.
Economic difficulties after the war prompted calls for change to this precarious system. The end of the war had a severe effect on merchants who supplied the armies of both sides and who had lost the advantages deriving from participation in the British mercantile system. The states gave preference to American goods in their tariff policies, but these were inconsistent, leading to the demand for a stronger central government to implement a uniform policy.
Farmers probably suffered the most from economic difficulties following the revolution. The supply of farm produce exceeded demand; taxes, even on small landowners, were actually higher under many new state governments than they were under the British. Small farmers wanted economic reforms to avoid foreclosure on their property and imprisonment for debt, as was the law at the time. Courts were clogged with suits for payment filed by their creditors. All through the summer of 1786, popular conventions and peaceful gatherings in several states demanded tax and monetary reform.
That autumn, groups of farmers in Massachusetts under the leadership of a former army captain, Daniel Shays, began to forcibly prevent the county courts from sitting and passing further judgments for debt – which would have resulted in the loss of property, livelihood, and the right to vote for Shays and many of his followers. In January 1787, a ragtag army of 1,200 farmers moved toward the federal arsenal at Springfield. The rebels, armed chiefly with staves and pitchforks, were repulsed by a small state militia force; General Benjamin Lincoln then arrived with reinforcements – privately funded by wealthy creditors in Boston – and routed the remaining Shaysites, whose leader escaped to Vermont. The government captured 14 rebels and sentenced them to death. After the defeat of the rebellion, a newly elected legislature, whose majority sympathized with the rebels, met some of their demands for debt relief. The new governor even pardoned many of the resistance leaders, though not Daniel Shays – who lived out the rest of his life as a poor farmer outside of Massachusetts.
From the perspective of the wealthy, landowning founders of the new nation, anarchy threatened – the poor had effectively risen up and achieved many of their goals after resorting to armed violence. The U.S. government, under the Articles, was unable to raise an army. It was unable to reinforce the Massachusetts state militia, which had only just barely contained the violence. And now the state government was in the hands of many of who were sympathetic to the lower classes.
Thomas Jefferson was serving as ambassador to France at the time and refused to be alarmed by Shays’ Rebellion. He argued in a letter to James Madison on January 30, 1787 that occasional rebellion serves to preserve freedoms. “The tree of liberty must be refreshed from time to time with the blood of patriots and tyrants. It is its natural manure.” In contrast, George Washington had been calling for constitutional reform for many years, and he wrote in a letter to Henry Lee, “Let us have a government by which our lives, liberties, and properties will be secured, or let us know the worst at once.”
Shortly after Shays’ Rebellion broke out, delegates from five states met in Annapolis, Maryland from September 11-14, 1786, and they concluded that vigorous steps were needed to reform the federal government, but they disbanded because of a lack of full representation and authority, calling for a convention of all the states to be held in Philadelphia in May 1787.
The United States: An Open Ended History is a free online history textbook adapted and expanded upon from open sources. Its chapters are designed to address most state standards, splitting the difference between overarching themes, concise summary, and the kinds of vivid, personal details that make history memorable to the average student. Please use and share freely – to supplement or replace what you have at hand.
One – A Not So-Distant Past: Native America (Until 1600)
The Cold War split the temporary wartime alliance against Nazi Germany, leaving the Soviet Union and the United States as two superpowers with profound economic and political differences.
The USSR was a Marxist–Leninist state led by its Communist Party, which in turn was dominated by a leader with different titles over time, and a small committee called the Politburo. The Party controlled the press, the military, the economy and many organizations. It also controlled the other states in the Eastern Bloc, and funded Communist parties around the world.
At the end of World War II, the Soviet Union’s primary goals were (in no particular order):
The spread of socialism as a moral imperative. A major tenet of communist ideology is that capitalism is unjust – it denies basic necessities like shelter, food, and healthcare to workers, concentrating a society’s wealth instead in the hands of an elite, wealthy group of business owners. What is more, the United States, both in rhetoric and in action, took steps to bolster and spread this capitalist system (paired with democracy when convenient) around the world. It is important to understand that many Soviets really, sincerely believed in this cause was one of good versus evil, and that they were on the right side of history.
A geographic buffer of friendly, socialist nations, primarily in Eastern Europe, providing the USSR with military and economic security. All of this was meant to promote stability and even prosperity for the Soviet people. This goal included keeping a post-World War II Germany weak – Europe’s second largest economy had been a major driver behind two wars in as many generations, costing the Soviet Union nearly 30 million lives in World War II alone. The Soviets doubted whether a strong Germany could be a peaceful one.
Balance with the United States, which as the leading capitalist nation and the world’s sole nuclear power, was regarded as not only hostile, but as an active threat. It is also important to remember that during the Russian Revolution, the United States had militarily opposed the communists, and for nearly twenty years, until the rise of the Nazi military threat, had refused to acknowledge their legitimacy as the government of the Soviet Union – in short, the U.S. had been opposed to the very existence of the USSR for most of its history. In particular, Joseph Stalin, the leader of the Soviet Union during the initial years of the Cold War, was suspicious – some would say paranoid – about the hostility of the outside world toward the Soviet Union – and willing to take dramatic actions to secure its interests.
At the end of World War II, the United State’s primary goals were (in no particular order):
Economic growth for the United States through free trade. The U.S. sought to eliminate trade barriers to create markets for American agricultural and industrial products, as well as to ensure access to raw materials (such as oil) demanded by U.S. consumers. The Great Depression (1929-1940) had really only ended with the coming of World War II, and American politicians and businessmen were determined that the end of the war not mean a reversal of American fortunes – what was good for business was good for the country.
Supporting anti-communist governments abroad, whether democratic or not. U.S. rhetoric emphasized the spread of democracy and the importance of individual freedoms such as the ones outlined in the U.S. Bill of Rights. In reality, during the Cold War, the United States was typically far less concerned about the will of the citizens of foreign countries, and more interested in supporting anti-communist governments, coups, and rebels around the world, either through open military support, financial support, or covert action, regardless of their record on democracy or human rights.
Balancing the strength of the Soviet Union in areas such as geographic influence, nuclear weapons, and general military power. U.S. politicians frequently cited Soviet emphasis on collective management of the economy over individual rights and freedoms (such as in the U.S. system) as evidence of tyranny – and even evil. The Soviet Union was perceived to be aggressive and expansionist, with immediate aims to take over the world. U.S. President Franklin Roosevelt died in April, 1945, just months before the end of World War II, at a time before the wartime alliance was really tested by differing post-war goals. However, his successor, Harry Truman, is widely considered to have believed in a tougher anti-Soviet position than Roosevelt.
Historians still bitterly dispute just how and why this tense state of affairs persisted for more than four decades. Was it inevitable? Could certain choices by either side have deescalated or even avoided the conflict all together?
Read the following four situation summaries, which are written as objectively as possible. For each scenario answer the following three questions:
Summarize the scenario from the point of view of the Soviet Union, making them the “good guys” of the story, taking into consideration that country’s goals (as enumerated above). Do the same for the United States.
In your opinion, who was the primary aggressor in this situation – the United States, the Soviet Union, or are they both equally to blame? Why?
What lessons might the Soviet Union and the United States draw about each other from this experience? Can the other side be trusted? Is the other side being confrontational? Expansionist?
During the Second World War, the United States, Britain, Germany and the U.S.S.R. were all engaged in scientific research to develop the atomic bomb. By mid-1945, however, only the United States had succeeded, and it used two atomic weapons on the cities of Hiroshima and Nagasaki to bring a rapid and conclusive end to the war with Japan. U.S. officials did not debate at length whether to use the atomic bomb against Japan, but argued that it was a means to a faster end to the Pacific conflict that would ensure fewer conventional war casualties. They did, however, consider the role that the bomb’s impressive power could play in postwar U.S. relations with the Soviet Union.
While presiding over the U.S. development of nuclear weapons, President Franklin Roosevelt made the decision not to inform the Soviet Union of the technological developments. After Roosevelt’s death, President Harry Truman had to decide whether to continue this policy of guarding nuclear information. Ultimately, Truman mentioned the existence of a particularly destructive bomb to Soviet Premier Joseph Stalin at the Allied meeting at Potsdam, but he did not provide specifics about the weapon or its uses. By mid-1945, it was clear the Soviet Union would enter into the war in the Pacific and thereby be in a position to influence the postwar balance of power in the region. U.S. officials recognized there was little chance of preventing this, although they preferred a U.S.-led occupation of Japan rather than a co-occupation as had been arranged for Germany. Some U.S. policymakers hoped that the U.S. monopoly on nuclear technology and the demonstration of its destructive power in Japan might influence the Soviets to make concessions, either in Asia or in Europe. Truman did not explicitly threaten Stalin with the bomb, recognizing instead that its existence alone would limit Soviet options and be considered a threat to Soviet security.
Scholars debate the extent to which Truman’s mention of the bomb at Potsdam and his use of the weapon in Japan represent atomic diplomacy. In 1965, historian Gar Alperovitz published a book which argued that the use of nuclear weapons on the Japanese cities of Hiroshima and Nagasaki was intended to gain a stronger position for postwar diplomatic bargaining with the Soviet Union, as the weapons themselves were not needed to force the Japanese surrender. Other scholars disagree, and suggest that Truman thought the bomb necessary to achieve the unconditional surrender of recalcitrant Japanese military leaders determined to fight to the death. Even if Truman did not intend to use the implied threat of the weapon to gain the upper hand over Stalin, the fact of the U.S. atomic monopoly following the successful atomic test at Alamogordo, New Mexico in July of 1945 seemed to have bolstered his confidence at subsequent meetings, making him more determined to obtain compromises from the Soviet government. Even so, if U.S. officials hoped that the threat of the bomb would soften Soviet resistance to American proposals for free elections in Eastern Europe or reduced Soviet control over the Balkans, they were disappointed, as the security issues raised by the dawn of the atomic age likely made the Soviet Union even more anxious to protect its borders with a controlled buffer zone.
In the years that immediately followed the Second World War, the U.S. confidence in its nuclear monopoly had ramifications for its diplomatic agenda. The fact of the bomb was useful in ensuring that Western Europe would rely on the United States to guarantee its security rather than seeking an outside accommodation with the Soviet Union, because even if the United States did not station large numbers of troops on the continent, it could protect the region by placing it under the American “nuclear umbrella” of areas that the United States professed to be willing to use the bomb to defend. The U.S. insistence on hegemony in the occupation and rehabilitation of Japan stemmed in part from the confidence of being the sole nuclear power and in part from what that nuclear power had gained: Japan’s total surrender to U.S. forces. Though it inspired greater confidence in the immediate postwar years, the U.S. nuclear monopoly was not of long duration; the Soviet Union successfully exploded its first atomic bomb in 1949.
With the Truman Doctrine, President Harry S. Truman established that the United States would provide political, military and economic assistance to all democratic nations under threat from external or internal authoritarian forces. The Truman Doctrine effectively reoriented U.S. foreign policy, away from its usual stance of withdrawal from regional conflicts not directly involving the United States, to one of possible intervention in far away conflicts.
The Truman Doctrine arose from a speech delivered by President Truman before a joint session of Congress on March 12, 1947. The immediate cause for the speech was a recent announcement by the British Government that, as of March 31, it would no longer provide military and economic assistance to the Greek Government in its civil war against the Greek Communist Party. Truman asked Congress to support the Greek Government against the Communists. He also asked Congress to provide assistance for Turkey, since that nation, too, had previously been dependent on British aid.
At the time, the U.S. Government believed that the Soviet Union supported the Greek Communist war effort and worried that if the Communists prevailed in the Greek civil war, the Soviets would ultimately influence Greek policy. In fact, Soviet leader Joseph Stalin had deliberately refrained from providing any support to the Greek Communists and had forced Yugoslav Prime Minister Josip Tito to follow suit, much to the detriment of Soviet-Yugoslav relations. However, a number of other foreign policy problems also influenced President Truman’s decision to actively aid Greece and Turkey. In 1946, four setbacks, in particular, had served to effectively torpedo any chance of achieving a durable post-war rapprochement with the Soviet Union: the Soviets’ failure to withdraw their troops from northern Iran in early 1946 (as per the terms of the Tehran Declaration of 1943); Soviet attempts to pressure the Iranian Government into granting them oil concessions while supposedly fomenting irredentism by Azerbaijani separatists in northern Iran; Soviet efforts to force the Turkish Government into granting them base and transit rights through the Turkish Straits; and, the Soviet Government’s rejection of the Baruch plan for international control over nuclear energy and weapons in June 1946.
In light of the deteriorating relationship with the Soviet Union and the appearance of Soviet meddling in Greek and Turkish affairs, the withdrawal of British assistance to Greece provided the necessary catalyst for the Truman Administration to reorient American foreign policy. Accordingly, in his speech, President Truman requested that Congress provide $400,000,000 worth of aid to both the Greek and Turkish Governments and support the dispatch of American civilian and military personnel and equipment to the region.
Truman justified his request on two grounds. He argued that a Communist victory in the Greek Civil War would endanger the political stability of Turkey, which would undermine the political stability of the Middle East. This could not be allowed in light of the region’s immense strategic importance to U.S. national security. Truman also argued that the United States was compelled to assist “free peoples” in their struggles against “totalitarian regimes,” because the spread of authoritarianism would “undermine the foundations of international peace and hence the security of the United States.” In the words of the Truman Doctrine, it became “the policy of the United States to support free peoples who are resisting attempted subjugation by armed minorities or by outside pressures.”
Truman argued that the United States could no longer stand by and allow the forcible expansion of Soviet totalitarianism into free, independent nations, because American national security now depended upon more than just the physical security of American territory. Rather, in a sharp break with its traditional avoidance of extensive foreign commitments beyond the Western Hemisphere during peacetime, the Truman Doctrine committed the United States to actively offering assistance to preserve the political integrity of democratic nations when such an offer was deemed to be in the best interest of the United States.
In the immediate post-World War II period, Europe remained ravaged by war and thus susceptible to exploitation by an internal and external Communist threat. In a June 5, 1947, speech to the graduating class at Harvard University, Secretary of State George C. Marshall issued a call for a comprehensive program to rebuild Europe.
The Marshall Plan was an American initiative to aid Western Europe, in which the United States gave over $13 billion (nearly $110 billion in 2016 US dollars) in economic assistance to help rebuild Western European economies after the end of World War II. The plan was in operation for four years beginning on April 3, 1948. The Marshall Plan’s official mission was to give a boost to the European economy: to promote European production, to bolster European currency, and to facilitate international trade, especially with the United States, whose economic interest required Europe to become wealthy enough to import US goods. Another unofficial goal of the Marshall Plan was the containment of growing Soviet influence in Europe, evident especially in the growing strength of communist parties in Czechoslovakia, France, and Italy. The Marshall Plan required a lessening of interstate barriers, a dropping of many regulations, and encouraged an increase in productivity, trade union membership, as well as the adoption of modern business procedures.
The Marshall Plan aid was divided amongst the participant states roughly on a per capita basis. A larger amount was given to the major industrial powers, as the prevailing opinion was that their resuscitation was essential for general European revival. Somewhat more aid per capita was also directed towards the Allied nations, with less for those that had been part of the Axis or remained neutral. The largest recipient of Marshall Plan money was the United Kingdom (receiving about 26% of the total), followed by France (18%) and West Germany (11%). Some eighteen European countries received Plan benefits.
Although offered participation, the Soviet Union refused Plan benefits, and also blocked benefits to Eastern Bloc countries, such as Hungary and Poland. In a statement, the Soviet Union argued that through the Marshall Plan, “the bosses of Wall Street” were “tak[ing] the place of Germany, Japan and Italy […] the American plan for the enslavement of Europe.” The Soviets further described the world now breaking down “into basically two camps—the imperialist and antidemocratic camp on the one hand, and the antiimperialist and democratic camp on the other.”
The years 1948 to 1952 saw the fastest period of growth in European history. Industrial production increased by 35%. Agricultural production substantially surpassed pre-war levels. The poverty and starvation of the immediate postwar years disappeared, and Western Europe embarked upon an unprecedented two decades of growth that saw standards of living increase dramatically. Additionally, the long-term effect of economic integration raised European income levels substantially, by nearly 20 percent by the mid-1970s. There is some debate among historians over how much this should be credited to the Marshall Plan. Most reject the idea that it alone miraculously revived Europe, as evidence shows that a general recovery was already underway.
The political effects of the Marshall Plan may have been just as important as the economic ones. Marshall Plan aid allowed the nations of Western Europe to relax austerity measures and rationing, reducing discontent and bringing political stability. The communist influence on Western Europe was greatly reduced, and throughout the region, communist parties faded in popularity in the years after the Marshall Plan. The trade relations fostered by the Marshall Plan helped forge the North Atlantic alliance that would persist throughout the Cold War in the form of NATO. At the same time, the nonparticipation of the states of the Eastern Bloc was one of the first clear signs that the continent was now divided.
At the end of the Second World War, U.S., British, and Soviet military forces divided and occupied Germany. Also divided into occupation zones, Berlin was located far inside Soviet-controlled eastern Germany. The United States, United Kingdom, and France controlled western portions of the city, while Soviet troops controlled the eastern sector. As the wartime alliance between the Western Allies and the Soviet Union ended and friendly relations turned hostile, the question of whether the western occupation zones in Berlin would remain under Western Allied control or whether the city would be absorbed into Soviet-controlled eastern Germany led to the first Berlin crisis of the Cold War. The crisis started on June 24, 1948, when Soviet forces blockaded rail, road, and water access to Allied-controlled areas of Berlin. The United States and United Kingdom responded by airlifting food and fuel to Berlin from Allied airbases in western Germany. The crisis ended on May 12, 1949, when Soviet forces lifted the blockade on land access to western Berlin.
The crisis was a result of competing occupation policies and rising tensions between Western powers and the Soviet Union. After the end of the Second World War, the future of postwar Germany was plagued by the divisions within and between Allied powers. The only decision of significance that emerged from wartime planning was the agreement of zones of occupation. Even after the end of hostilities, the problem of what to do about Germany was not successfully addressed at the July 1945 Potsdam Conference. Not only was there a lack of consistency in the political leadership and policymaking among the British and the Americans, occupation policy on the ground also confronted unforeseen challenges. Two and a half million Berliners, spread between four zones of occupation, faced profound privations: Allied bombing had reduced the city to rubble, shelter and warmth were scarce, the black market dominated the city’s economic life, and starvation loomed. While mired in such conditions, Berlin emerged as a forward salient in the Western struggle against the Soviet Union.
The year 1947 saw major shifts in occupation policy in Germany. On January 1, the United States and United Kingdom unified their respective zones and formed Bizonia, which caused tensions between East and West to escalate. In March, the breakdown of the Moscow Conference of Foreign Ministers and the enunciation of the Truman Doctrine served to harden the lines of an increasingly bipolar international order. In June, Secretary of State George Marshall announced the European Recovery Program. The purpose of the Marshall Plan—as the program came to be called—was not only to support economic recovery in Western Europe, but also to create a bulwark against Communism by drawing participating states into the United States’ economic orbit.
In early 1948, the United States, United Kingdom, and France secretly began to plan the creation of a new German state made up of the Western Allies’ occupation zones. In March, when the Soviets discovered these designs, they withdrew from the Allied Control Council, which had met regularly since the end of the war in order to coordinate occupation policy between zones. In June, without informing the Soviets, U.S. and British policymakers introduced the new Deutschmark to Bizonia and West Berlin. The purpose of the currency reform was to wrest economic control of the city from the Soviets, enable the introduction of Marshall Plan aid, and curb the city’s black market. Soviet authorities responded with similar moves in their zone. Besides issuing their own currency, the Ostmark, the Soviets blocked all major road, rail, and canal links to West Berlin, thus starving it of electricity, as well as a steady supply of essential food and coal.
The United States and United Kingdom had few immediate options if hostilities broke out. Because of the draw down in U.S. and British combat forces since the end of the Second World War, the Red Army stationed in and around Berlin dwarfed the Western Allied military presence. On June 13, 1948, the administrator of U.S.-occupied Germany General Lucius Clay reported to Washington that “There is no practicability in maintaining our position in Berlin and it must not be evaluated on that basis…. We are convinced that our remaining in Berlin is essential to our prestige in Germany and in Europe. Whether for good or bad, it has become a symbol of the American intent.” The Truman administration agreed. Based upon written agreements with the Soviet Union in 1945, the only connections to Berlin left to the Western Allies were air corridors from West Germany used to supply Berlin by air. The administration calculated that if the Soviets opposed the airlift with force, it would be an act of aggression against an unarmed humanitarian mission and the violation of an explicit agreement. Thus, the onus of igniting a conflict between the former allies would be on the aggressor.
The United States launched “Operation Vittles” on June 26, with the United Kingdom following suit two days later with “Operation Plainfare.” Despite the desire for a peaceful resolution to the standoff, the United States also sent to the United Kingdom B-29 bombers, which were capable of carrying nuclear weapons. The beginning of the airlift proved difficult and Western diplomats asked the Soviets to seek a diplomatic solution to the impasse. The Soviets offered to drop the blockade if the Western Allies withdrew the Deutschmark from West Berlin.
Even though the Allies rebuffed the Soviet offer, West Berlin’s position remained precarious, and the standoff had political consequences on the ground. In September 1948, the Socialist Unity Party of Germany (SED), the German Communist Party of the Soviet zone of occupation, marched on the Berlin City Council and forced it to adjourn. Fearing that the Western Allies might halt the airlift and cede West Berlin to the Soviets, 300,000 West Berliners gathered at the Reichstag to show their opposition to Soviet domination. The turnout convinced the West to keep the airlift and the Deutschmark.
In time, the airlift became ever more efficient and the number of aircraft increased. At the height of the campaign, one plane landed every 45 seconds at Tempelhof Airport. By spring 1949, the Berlin Airlift proved successful. The Western Allies showed that they could sustain the operation indefinitely. At the same time, the Allied counter-blockade on eastern Germany was causing severe shortages, which, Moscow feared, might lead to political upheaval.
On May 11, 1949, Moscow lifted the blockade of West Berlin. The Berlin Crisis of 1948–1949 solidified the division of Europe. Shortly before the end of the blockade, the Western Allies created the North Atlantic Treaty Organization (NATO). Two weeks after the end of the blockade, the state of West Germany was established, soon followed by the creation of East Germany. The incident solidified the demarcation between East and West in Europe; it was one of the few places on earth that U.S. and Soviet armed forces stood face-to-face. It also transformed Berlin, once equated with Prussian militarism and Nazism, into a symbol of democracy and freedom in the fight against Communism.
Identify a situation from later in the Cold War. Explain how both the United States and the Soviet Union might have viewed their actions as justified in the grander scheme of their goals as identified in this article.
THIS LESSON WAS MADE POSSIBLE THROUGH GENEROUS SUPPORT AND COOPERATION FROM ROSSOTRUDNICHESTVO.
You can actually visit parts of the world featured in this lesson:
A Guided Tour of Moscow is a curated photo essay for use in middle and high school social studies classrooms.The essay offers a brief, completely non-comprehensive overview of Russian history and culture circa 2017 and is meant to present these topics in an unconventional way – that is, as if the student were travelling through, wandering, and exploring Moscow on their own. Explore Red Square and Gorky Park, commute through the Moscow Metro, and participate in the 2017 Victory Day celebrations commemorating the end of World War II.